Charles H. Field

Top rated Employee Benefits attorney in La Jolla, California

Sanford Heisler Sharp McKnight, LLP
Charles H. Field
Sanford Heisler Sharp McKnight, LLP

Practice areas: Employee Benefits, Securities & Corporate Finance, Business & Corporate; view more

Licensed in California since: 1997

Education: University of the Pacific McGeorge School of Law

Selected to Super Lawyers: 2023 - 2025

Sanford Heisler Sharp McKnight, LLP

7911 Herschel Ave
Suite 300
La Jolla, CA 92037 Visit website

Details

Charles Field is San Diego Managing Partner of Sanford Heisler Sharp McKnight, LLP, and serves the Co-Chair of the firm's Financial Mismanagement and ERISA Litigation Practice Group.

Mr. Field focuses his practice on securities law and commercial and general civil litigation, assisting individuals and businesses in matters involving ERISA claims, employment law issues, FINRA violations, mergers and acquisitions, corporate governance, securities regulation, investment fraud, broker-dealer disputes and more.

Throughout his successful 37-year career, Mr. Field has undertaken numerous ERISA class action cases against various Fortune 500 companies for mismanagement of their employees' 401(k) retirement plans, obtaining multimillion-dollar settlements as a result. He has further established investment company operations across the globe and has represented elderly and high net worth individuals in their claims of financial deception against investment firms, promoters and brokers alike.

Having served as the General Counsel of Nicholas-Applegate Capital Management and its successor, from 2002 to 2013, Mr. Field brings a combination of private practice experience and extensive knowledge of laws applicable to investment advisers, broker-dealers and commodity trading advisors.

Furthermore, Mr. Field has held industry roles as Chief Compliance Officer, FINRA General Securities Principal, General Options Principal as well as General Municipal Securities Principal. He uses this acquired knowledge to assess any breaches in legal obligation by the seller and assist aggrieved investors to recover damages.

After completing his bachelor’s degree at Indiana University–Purdue University Indianapolis, Mr. Field received a doctorate in law from the Pacific McGeorge School of Law in 1986. He also holds degrees in European legal studies from The University of Edinburgh and The University of Salzburg. He was first admitted to practice in Indiana in 1986 and later in California.

For his outstanding client services, Mr. Field has been rated "Excellent" on Avvo. He holds memberships in the San Diego County Bar Association and the State Bar of California. Moreover, he has received media coverage from CNBC's "Closing Bell," The Wall Street Journal, Barron's magazine, Bloomberg, and Law360, as well as a number of trade publications covering matters relating to ERISA and investment.

Practice areas

Employee Benefits, Securities & Corporate Finance, Business/Corporate, Civil Litigation: Plaintiff, Employment & Labor: Employee, Mergers & Acquisitions

Focus areas

Employment Law - Employee, Securities Law

  • 30% Employee Benefits
  • 30% Securities & Corporate Finance
  • 10% Business/Corporate
  • 10% Civil Litigation: Plaintiff
  • 10% Employment & Labor: Employee
  • 10% Mergers & Acquisitions

First Admitted: 1986, Indiana

Professional Webpage: https://www.sanfordheisler.com/team/charles-field/

Bar/Professional Activity:
  • California, 1997
Verdicts/Settlements (Case Results):
  • Mr. Field has successfully litigated a number of ERISA class action cases against several Fortune 500 companies for claims of mismanaging their employees’ 401(k) retirement plans, resulting in multi-million-dollar settlements in Brown-Davis, et al. v. Walgreen Co. ($13.75 million), Karg v. Transamerica ($5.4 million), and Price, et al. v. Eaton Vance Corp. ($3.45 million)
  • Mr. Field is currently litigating ERISA class claims against UnitedHealth Group, The Capitol Group, Home Depot, and Allstate for mismanaging 401k plans, 2024
  • Counsel for the class in In re: GE ERISA, which in 2024 resulted in a $61 million settlement to resolve 401(k) mismanagement claims brought under the Employee Retirement Income Security Act (ERISA) against General Electric ("GE") on behalf of the plaintiffs.  Mr. Field first filed the class complaint in 2017. Subsequently, other firms joined and co-litigated the matter on behalf of a nationwide class for almost eight years through hard-fought litigation and settlement.  The $61 million settlement is believed to be the largest-ever settlement in an ERISA case alleging a retirement plan improperly offered proprietary funds., 2024
  • Representing elderly and high-net worth individuals in their claims of financial abuse and fraud against investment firms, promoters and brokers, including winning a $2.1 million award for an investor against Madison Avenue Securities
Representative Clients:
  • Mr. Field is counsel for the plaintiff class numbering over 150,000 individuals in Snyder v. UnitedHealth Group, et al. in the U.S. District Court for the District of Minnesota. The class action lawsuit brought under the Employee Income Retirement Security Act (ERISA) alleges that class members, through the UnitedHealth Group 401(k) plan, were invested in the Wells Fargo Target Fund Suite, one of the worst-performing target date options in the entire market. The Complaint alleges that UnitedHealth’s decision to keep the suite as the default investment for the Plan for over a decade violated fiduciary duties of prudence and loyalty under ERISA. The matter was certified as a class action in February 2022 and is in active litigation., 2024
Honors/Awards:
  • 2021-22 Lawdragon 500 Plaintiff Employment Lawyer
  • San Diego Super Lawyers: Employee Benefits, https://profiles.superlawyers.com/california/la-jolla/lawyer/charles-h-field/d8892c6a-2991-478b-8065-21f04937e481.html, 2024
  • San Diego Super Lawyers: Employee Benefits, https://profiles.superlawyers.com/california/la-jolla/lawyer/charles-h-field/d8892c6a-2991-478b-8065-21f04937e481.html, 2023
  • The 2023 Lawdragon 500 Leading Civil Rights & Plaintiff Employment Lawyers, https://www.lawdragon.com/guides/2023-07-28-the-2023-lawdragon-500-leading-civil-rights-plaintiff-employment-lawyers, 2023
  • 2021 National Law Journal Employment Trailblazer
Educational Background:
  • B.A., Indiana University-Indianapolis
  • European Legal Studies, The University of Edinburgh and The University of Salzburg

Office location for Charles H. Field

7911 Herschel Ave
Suite 300
La Jolla, CA 92037

Phone: 619-369-4523

Selections

3 Years Super Lawyers
  • Super Lawyers: 2023 - 2025

Additional sources of information about Charles H. Field

Attorney resources for Charles H. Field

Page Generated: 0.14909791946411 sec