Michael R. MacPhail

With nearly three decades of experience in securities regulation and enforcement, Mike MacPhail represents publicly traded corporations, investment advisors, broker-dealers, transfer agents, accounting firms, law firms and individuals in a wide variety of high stakes civil and criminal investigations, enforcement actions and private litigation. In defending his clients, Mike draws on his 13 years of experience as an SEC enforcement attorney, which included investigating possible violations of federal securities laws and eventually serving as a Deputy Assistant Director with supervisory authority over a team of accountants, attorneys and paralegals.

Mike also represents clients in parallel criminal investigations by federal grand juries, U.S. Attorney's Offices and the U.S. Department of Justice, and represents companies in shareholder litigation, including class action and derivative lawsuits.