Marcia S. Wagner

Top rated Employee Benefits attorney in Boston, Massachusetts

The Wagner Law Group, P.C.
Marcia S. Wagner
The Wagner Law Group, P.C.

Practice Areas: Employee Benefits, Bankruptcy, Workers' Compensation; view more

Licensed in Massachusetts since: 1987

Education: Harvard Law School

Selected to Super Lawyers: 2005 - 2024

The Wagner Law Group, P.C.

125 High St
Oliver Street Tower, 5th Floor
Boston, MA 02110 Visit website

Details

Attorney Marcia S. Wagner is the founder and managing partner of The Wagner Law Group, which is based in Boston, Massachusetts, with 11 additional law offices across the country. Established in 1996 as a certified woman-owned business, her law firm has grown to become one of the largest and most successful practices in the United States for ERISA and employment matters as well as many other legal areas. 

Ms. Wagner herself has nearly 35 years of total legal experience, and she provides unmatched counsel and support to a diverse range of clients throughout her region and across the country who have legal needs involving any of the following:

·       ERISA

·       Employee benefits and executive compensation

·       Expert witness services

·       Workers' compensation

·       Mergers and acquisitions

·       Legislative matters

·       Regulatory and policy services

·       Independent fiduciary services

·       HIPAA privacy and security matters

·       Bankruptcy and restructuring

Regarded as an authority on virtually all areas of employee benefit matters, Ms. Wagner has published two dozen books and hundreds of articles, and she has appeared on national news outlets and in prominent newspapers and magazines, where she has offered in-depth legal commentary on a variety of topics. She has also served as chair of the Employee Plans subcommittee that was part of the IRS Tax Exempt & Government Entities Advisory Committee. She has also conducted many classes and seminars as well as facilitating webinars and podcasts.

A Fellow of the American College of Employee Benefits Counsel, Ms. Wagner serves on the Legg Mason Retirement Advisory Council, and she is on the advisory board of many other legal organizations. She has also received numerous awards and honors for her outstanding professionalism, including consistent recognition from Best Lawyers and perennial designation as one of the top women attorneys in Massachusetts and the entire country.

Ms. Wagner graduated from the London School of Economics and Political Science in 1983 within the top 5% of foreign students, and she graduated summa cum laude from Cornell University in 1984. She obtained her Juris Doctor from Harvard Law School in 1987, where she received the John M. Olin research fellowship in Law and Economics and an economics teaching fellowship at Harvard College as well as a listing in the Who's Who Among American Law Students.

Practice areas

Employee Benefits, Bankruptcy: Business, Workers' Compensation: Claimant

Focus areas

Bankruptcy Law, Credit Repair

  • 60% Employee Benefits
  • 20% Bankruptcy: Business
  • 20% Workers' Compensation: Claimant

First Admitted: 1987, Massachusetts

Professional Webpage: https://www.wagnerlawgroup.com/attorney/wagner-marcia-s/

Bar/Professional Activity:
  • Boston Bar Association, ERISA/Employee Benefits Law Committee, 1990
  • New England Legal Foundation, Advisory Council Member , 2022
  • District of Columbia, December 1987
  • Legg Mason Retirement Advisory Council, 2010
  • Advisory Board on Compensation Planning for Tax Management, Inc., 1993
  • American Arbitration Association, Council of Arbitrators (focus areas: ERISA/employee benefits law), 1993 - 1995
  • American Bar Association, Tax Section, Employee Benefits Committee, 1990
  • Massachusetts, November 1987
  • Massachusetts Bar Association, Tax Section Council, 1992
  • Employee Benefits Subcommittee Chair, Tax Exempt and Government Entities, IRS Advisory Committee, 2010
  • Membership to the National Association of Professional Women, 2007 - 2008
  • Advisory Board for Pension Assistance Project of Gerontology Institute of UMass Boston, 1993 - 1997
  • Profit Sharing/401(k) Council of America, Editorial Advisory Committee, 2005
  • IRS Key District Office, Brooklyn, NY, Pension Liaison Committee, 1992
  • Tax Exempt and Government Entities, IRS Advisory Committee, 2007 - 2010
  • Harvard Law School, 10th, 15th, 20th and 25th Reunion Committee
  • Advisory Council for Foundation for Fiduciary Studies, Joseph M. Katz School of Business, University of Pittsburgh, 2004
  • Member, Commonwealth Institute - Million Dollar Circle, 2005
Representative Clients:
  • Loeb v. FoxNext, LLC Served as Expert for Plaintiff Arbitration Matter, 2022
  • Abboyy et al. v. Locheed Martin Corporation. Served as Expert for the Plaintiff. , 2008
  • Walker et al. v. Monsanto Company Pension Plan and Monsanto Company. Served as Expert for the Plaintiff. United States District Court for the Southern District of Illinois, 2008
  • Shirk v. Fifth Third Bancorp. Served as Expert for Plaintiff.  United States District Court for the Southern District of Ohio, Western Division. , 2008
  • Harris et al. v. Koenig et al. Served as Expert for the Plaintiff. United States District Court, District of Columbia , 2011
  • Spaz Beverage Co. Defined Benefit Pension Plan v. 1st Global Advisors.  Served as Expert for the Defendant., 2012
  • Tax Deferred Services Group v. Cetera Advisors Network, LLC. Served as Expert for the Defendant , 2013
  • Dunkin' Brands, Inc. v. Pernod Ricard USA, LLC Served as Expert for the Defendant.   , 2013
  • DeLollis et al. v. Investment Performance Services, LLC. Served as Expert for the Defendant.  United States District Court, Eastern District of New York, 2014
  • Sgroi v. Edward D. Jones and Company, L.P.  Served as Expert for Plaintiff.   , 2015
  • Main et al. v. American Airlines, Inc. et al.  Served as Expert for Plaintiff. Texas Northern District Court, 2017
  • Bentley et al. v. Equity Trust Company.  Served as Expert for Defendant.  Court of Common Please, Lorain County, Ohio , 2017
  • Austin v. Union Bond & Trust Company.  Served as Expert for Plaintiff.  United States District Court, District of Oregon, Portland Division , 2017
  • Urakhchin et al. v. Allianz Asset Mgmt. of America, L.P. et al.  Served as Expert for Plaintiff.  United States District Court, Central District of California , 2017
  • Moreno et al. v. Deutsche Bank Matched Savings Plan Investment Committee, et al.  Served as Expert for Plaintiff.  United States District Court, Southern District of New York, 2017
  • Sacerdote et al. v. New York University Served as Expert for Defendant.  United States District Court, Southern District of New York, 2017
  • Novant Health, Inc. v. Federal Insurance Company, Inc. and Travelers Casualty and Surety Company of America.  Served as Expert for Defendant.  United States District Court, District of South Carolina Charleston Division , 2018
  • Barrett, et. al. v. Pioneer Natural Resources USA, Inc., et. al.  Served as Expert for Plaintiff.  District of Colorado , 2018
  • TI Group Automotive Systems, LLC v. Vollmar, et. al. Served as Expert for Defendant.  Delaware Supreme Court , 2018
  • Quatrone, et al. v. Gannett Co., Inc., et. al.  Served as Expert for Plaintiff. United States District Court, Eastern District of Virginia, Alexandria Division , 2018
  • Marilyn Johnson et al v. City of Memphis. Served as Expert for the Plaintiff.  United States District Court, Western District of Tennessee, Western Division , 2018
  • Marshall, et al. v. Northrop Grumman Corporation, et. al. Served as Expert for the Defendant.  United States District Court, Central District of California , 2018
  • Culinary Academy of Las Vegas v. Fava et al.  Served as Expert for the Plaintiff.  United States District Court, District of Nevada, 2019
  • Ology Bioservices, Inc. v. Goodwin Procter, LLP. Served as Expert for the Claimant.  American Arbitrations Associaton - Southeast Case Management Center (Atlanta), 2019
  • Charles Dennis, M.D., v. Deborah Heart and Lung Center. Served as Expert for the Defendant. Superior Court of New Jersey, Chancery Division , 2019
  • Moitoso et al. v. FMR LLC, et al.  Served as Expert for the Plaintiffs. United States District Court for the District of Massachusetts , 2019
  • Great-West Life & Annuity Insurance Company and FASCore LLC v. Perry Christie and Voya Financial, Inc.  Served as Expert for the Plaintiffs. District Court, Arapahoe County, Colorado , 2019
  • Jacobs et al. v. Verison Communications Inc., et al.  Served as Expert for the Defendants. United States District Court for the Southern District of New York, 2019
  • Gopher et al. v. Wells Fargo Bank, N.A., et al. Served as Expert for the Plaintiffs.  Circuit Court for Broward County, Florida , 2019
  • Turner et al. v. Northern Montana Hospital, et al.  Served as Expert for the Defendants.  United States District Court for the District of Montana, Great Falls Division , 2019
  • New York State Nurses Association Pension Plan v. White Oaks Global Advisors, LLC. Served as Expert for the Plaintiffs. American Arbitration Association - New York Regional Office (New York)., 2019
  • Payne v. DST Systems, Inc. et al.  Served as Expert Witness for the Claimant  American Arbitration Association , 2020
  • Bairds et al. v. BlackRock Institutional Trust Company, N.A.  Server as Expert Witness for the Plaintiffs  United States District Court for the Northern District of California, Oakland Division , 2020
  • Nelsen et al. v. Principal Global Investors Trust Company et al.  Expert Witness for the Plaintiffs United States District court for the Southern District of Iowa, Central Division , 2020
  • Reetz et al. v. Lowes Companies, Inc. et al.  Served as Expert Witness for the Plaintiffs United States District Court for the Western District of North Carolina  , 2020
  • Pizarro et al. v. The Home Depot, Inc. et al. Served as Expert Witness for the Defendants  United States District Court for the Northern District Virginia, Atlanta Division , 2021
  • Mass and Graf et al. v. Board of Regents of the University of California et al.  Superior Court of the State of California , County of Alameda, 2021
  • Albert et al v. The Retirement Board of The Denver Employees' Retirement Plan et. al.  Served as Expert Witness for the Plaintiffs District Court, City and County of Denver, State of Colorado, 2021
  • In re: Customs and Tax Administration of the Kingdom of Denmark (Skatteforvalningen) Tax Refund Scheme Litigation Served as Expert Witness for the Plaintiff, United States District Court for the District of New York, 2021
  • Travel Nurse Across America, LLC v. Floyd Edwards Holdings, Inc., et. al. Expert Witness for the Defendants  Supreme Court of the State of New York, 2021
  • Leonid Falberg v. The Goldman Sachs Group, Inc., et. als. Served as Expert Witness for the Plaintiff , 2021
Pro bono/Community Service:
  • Jewish National Fund, 2005
  • Legg Mason Retirement Advisory Council, 2010
  • Board of Directors, Boston Modern Orchestra Project, 1998 - 2000
  • Standard & Poor's Retirement Planning Services Advisory Board, 1999 - 2000
Honors/Awards:
  • New England’s Top Rated Lawyers 2022 – National Law Journal
  • American College of Employee Benefits Counsel, Fellow, 2008 to Present
  • Life Member of the National Registry of Who’s Who, 1999
  • Top Rated Lawyer by New England’s Legal Leaders Magazine, 2013 – 2016
  •   , Top 50: Women New England Super Lawyers List: 2019, 2009, 2008, 2007
  • Top 100: New England Super Lawyers List: 2008
  • Top 100: Massachusetts Super Lawyers List: 2008
  • Top 50: Women Massachusetts Super Lawyers List: 2019, 2015, 2014, 2010, 2009, 2008, 2007, 2006
  • Inducted by Massachusetts Lawyers Weekly in Top Women of Law Circle of Excellence 2019
  • Super Lawyers 2005-2021 (Massachusetts, New England)
  • Best Lawyers in America for Employee Benefits (ERISA) Law 1999-2022
  • Top Attorneys in Massachusetts, Boston Magazine, 2020
  • Best Lawyers in New England 2021
  • Top Women Attorneys in Massachusetts, Boston Magazine, April 2021
  • “2021 Best Lawyers “Women in Law” for Employee Benefits (ERISA) Law”, Best Lawyers Business Edition, Spring 2021
  • Fellow, Litigation Counsel of America, The Trial Lawyer Honorary Society 2021
  • American Lawyer & National Law Journal Magazines 2021 Woman Leader in the Law
  • Top 10 Corporate Lawyers, Boston Women's Business Journal and The Boston Herald, January 2009
  • Boston's Best Lawyers, The Boston Globe Magazine and Boston.com, 2008
  • Best Lawyers in America: 2008 Edition
  • Who's Who Among Executives and Professional Women – Honors Edition, Representing Boston, MA, Biltmore Who's Who, January 2007
  • Top 100 Massachusetts Lawyers, Boston Magazine, November 2006
  • Who's Who Among Executive and Professional Women – Honors Edition, Representing Boston, MA, Empire Who's Who, July 2005
  • Best Lawyers in America, 2005 Editions
  • John M. Olin Law and Economics Research Fellowship, Who's Who Among American Law Students, Economics Teaching Fellowship at Harvard College, Harvard Law School, 1987
  • Delegate, Harvard Law School, 2003
  • Boston's Top Rated Lawyers, The Boston Globe, 2012
  • New England Employee Benefits Council Best Practices Award, 2002
  • "Top ERISA Attorney," Fiduciary News readers, June 2011
  • Commissioner's Award, IRS Tax Exempt & Government Entities Division, 2010
  • Top 50 Female Attorneys in Massachusetts and New England, Law and Politics Magazine, 2009
  • 100 Most Influential People in The 401(k) Industry for 2009, 401(k) Wire (Ms. Wagner is No. 76)
  • List of the Best Lawyers, The Best of the U.S. 2008
  • Top 50 Women Lawyers, Boston Magazine, November 2007
  • International Biographical Centre Lifetime Achievement Award, International Biographical Centre, Cambridge, England January 2007
  • A Great Mind of the 21st Century: ERISA/Employee Benefits, American Biographical Institute, October 2006
  • Who's Who Among Executive and Professional Women – Honors Edition, Manchester's Who's Who, July 2005
  • Best Lawyers in America, 2006 Editions
  • Fellow, American College of Employee Benefits Counsel, September 2008
  • Best Lawyers: Employee Benefits, Corporate Counsel, September 2003
  • 100 Most Influential People in The 401(k) Industry for 2012, 401(k) Wire (Ms. Wagner is No. 21)
  • Distinguished Author, presented by Bureau of National Affairs, Tax Management, Inc., 1994
  • One of the Top 25 Attorneys in the inaugural issue of Boston Business Journal's Who's Who of Attorneys in New England
  • Boston's Best Lawyers, The Boston Globe and Boston.com, 2010
  • Boston's Best Lawyers, The Boston Globe and Boston.com, 2009
  • The Best Lawyers in America: Employee Benefits Law, 2009
  • 100 Most Influential People in The 401(k) Industry for 2008, 401(k) Wire (Ms. Wagner is No. 73)
  • Special 25th Anniversary Edition of Best Lawyers in America: Employee Benefits Law, 2007
  • Top 50 Women Lawyers, Boston Magazine, November 2006
  • Best Lawyers: Employee Benefits, Corporate Counsel, October 2006
  • AV Peer Review Rating, Very High to Preeminent Legal Ability and Integrity, LexisNexis Martindale-Hubbell, June 2005
  • Best Lawyers in America, 2007 Editions
  • New England’s Best Lawyers, 2013 Edition
  • Best Lawyers: Employee Benefits, Corporate Counsel, May 2005
  • Top Women of Law, Massachusetts Lawyers Weekly, 2011
  • Life Member, National Registry of Who's Who, published in 1999 Edition
  • 100 Most Influential People in The 401(k) Industry for 2011, 401(k) Wire (Ms. Wagner is No. 27)
  • 100 Most Influential People in The 401(k) Industry for 2010, 401(k) Wire (Ms. Wagner is No. 40)
Educational Background:
  • London School of Economics and Political Science, General Course Degree in Graduate Level Economics, Class One Distinction, Top 5% of all Foreign Students, 1983
  • Cornell University, B.A., Double Major in Economics and Government, Summa Cum Laude, Dean's List Every Semester, Distinction in all Subjects, Phi Beta Kappa, Phi Kappa Phi, Alpha Lambda Delta, 1984
Scholarly Lectures/Writings:
  • "Giveth and Taketh, Part 2", Plan Adviser, November/December 2012
  • “Pension Law,” Bentley College, Fall 1999 and Fall 2000
  • “Federal Employment Rights,” Guest Lecturer for ERISA Portion of Course, Massachusetts School of Law, Fall 2001
  • “New Section 401(a)(4) Regulations Package,” October 1990, Boston Bar Association
  • “How the New Nondiscrimination Rules Affect the Structure and Operation of Qualified Plans,” October 1990, Massachusetts Continuing Legal Education, Inc.
  • “Understanding Pension Plans,” June 1991, The American Tax Planning Center
  • “Disqualification: Questions, Answers and Solutions,” November 1992, Boston Bar Association
  • “ERISA Basics: Part I,” December 1992, Massachusetts Bar Association (Chairperson)
  • “Advising Small Businesses,” January 1993, Massachusetts Continuing Legal Education, Inc.
  • “The Clinton Deficit Reduction Tax Legislation,” September 1993, Massachusetts Bar Association
  • “Employee Benefits for the Nonspecialist,” October 1993, Massachusetts Continuing Legal Education, Inc.
  • “Plan Disqualification and Correction,” Lecture and Workshop, February 1994, Tax Management Educational Institute Compensation Planning ’94 (Scottsdale, Arizona)
  • Lecturer at Employee Plans Practitioner Series, sponsored by Brooklyn Key District and District’s Pension Liaison Group, March 1994
  • “Advising Small Businesses,” May 1994, Massachusetts Continuing Legal Education, Inc.
  • “Retirement Plan Game Changers: What Advisors Need To Know” – Commonwealth Retirement Symposium (Boston, MA), June 3, 2014
  • “Your ERISA Attorney Isn’t Going Anywhere Anytime Soon”, Pensions & Investments 2016 East Coast Defined Contribution Conference, March 8, 2016 (Miami, Florida)
  • IA Watch’s “Commitment to Compliance” Conference – September 18, 2017 (Boston, MA)
  • Washington Update – Co-Speaker at the 2017 PLANADVISER National Conference, October 11-13, 2017 (Orlando, Florida)
  • ERISA Considerations for Employment Attorneys – MCLE: 20th Annual Employment Law Conference 2017, December 8, 2017 (Boston, MA)
  • Raymond James Retirement Plan Advisory Council Meeting, January 19, 2018 (St. Petersburg, Florida)
  • “What Do Benefits Professionals Need to Know About Tax Reform?” – 2018 BPAS Partner Conference, June 13, 2018 (Philadelphia, Pennsylvania)
  • Top 10 Retirement Plan Administrator Mistakes– 401(k) Fridays Podcast, July 7, 2018
  • What Benefits Professionals Should Know about the Tax Reform Act – Marcia Wagner, keynote speaker at the Millennium Trust Company client appreciation event, August 22 – 23, 2018, Newport Beach, RI
  • Common Audit Issues and What Do Benefits Professionals Need to Know About Tax Reform? – Marcia Wagner, ASPPA Benefits Council (ABC) of New England, September 6, 2018 (Waltham, MA)
  • The Future of the Retirement Industry – September 7, 2018
  • Do You Know What You Don’t Know? – Speaker, Pension & Investments DC Investment Lineup, April 4, 2019, Dallas, TX
  • Legislative and Regulatory Update – Find Out What You Don’t Know – Speaker, Pension & Investments DC Investment Lineup, April 4, 2019, Dallas, TX
  • ERISA Litigation Affecting Defined Benefit Plans – Speaker, 2019 Annual Enrolled Actuaries Meeting, April 7 – 10, 2019, Washington, D.C.
  • Anti-Alienation -Seaker, American Conference Institute Annual ERISA Conference, November 21 – 22, 2019, Park Lane Hotel, New York, NY
  • ERISA Plan Investments in the Financial Markets 2020: The Fundamentals – Speaker, Practising Law Institute live webcast, March 16, 2020, New York NY
  • COBRA Notice Litigation – American Conference Institute 18th Annual Forum on ERISA Litigation, November 19, 2020
  • Preparing for the Coming Thing: Practical Solutions to Real-World Challenges – Panelist, The 2021 Fiduciary Excellence Forum, sponsored by FiduciaryNews.com and RiXtrema, March 24 -25, 2021
  • Does ESG Have A Place In 401(k) Plans? – Co-speaker, 2021 Wealth@wor(k), October 24 -26, 2021, Nashville, TN
  • Fiduciary Laws Pension Trustees Should Know – Speaker, National Conference on Public Employee Retirement Systems Annual Conference & Exhibition, May 22, 2022
  • “ERISA Litigation Matters and Evolving Best Practices,” Marcia Wagner, May 27, 2009, The 401(k) Coach Program Webcast
  • “ERISA Litigation Matters and Evolving Best Practices,” Marcia Wagner, October 21, 2009, The 401(k) Coach Program Webcast
  • “Podcast: A Primer on Fiduciary Liability Insurance and Bonding,”Marcia Wagner, November 23, 2009, The 401(k) Coac
  • “Retirement Plans: Legislative, Regulatory, Judicial Developments,” (PDF) Financial Telesis, Inc. Webinar, December 4, 2009
  • “Talking Points Podcast Regarding Caterpillar Litigation: Interview with Marcia Wagner,” Marcia Wagner, December 11, 2009, PlanSponsor.com
  • “Benchmarking Services: A Potential Solution to Every 401(k) Plan Fiduciary’s Problem,” (PDF) Eaton Vance, April 9, 2010 (Boston, MA)
  • “Benchmarking Services: A Potential Solution to Every 401(k) Plan Fiduciary’s Problem,” (PowerPoint Presentation) The National Retirement Partners (NRP) 401(k)
  • “The Top 5 ‘Hot Fiduciary Topics’ Every Financial Advisor Needs to Know,” Marcia Wagner, June 22, 2010, Plan Sponsor Magazine, iShares.com – 
  • “What You Need to Know About Health Care Reform Compliance,” HighRoads, Inc., September 16, 2010
  • “A Fiduciary Guide for Target Date Funds,” Legg Mason, Webinar, September 28, 2010
  • “What is New in DC: The Most Critical Items to the Obama Administration,” (PDF) ByAllAccounts, Webinar, October 19, 2010
  • “Congressional and Regulatory Changes to Target Date Funds,” (PDF) BNA Webinar on Target Date Funds, October 27, 2010
  • “Delivering Value in a Target-Date Dominated World,” Webinar for PLANADVISER/Blackrock, November 13, 2013– View Marcia Wagner’s PowerPoint presentation, with notes, here
  • “Advantages of Micro Defined Benefit Plans,” Webinar for Dedicated Defined Benefit Services, November 15, 2013
  • “ERISA Revenue-Sharing Arrangements: Avoiding Plan Asset Status, Complying with Due Diligence Requirements – Best Practices for Utilization of Excess Payments, Negotiation of the Contract, Allocation of Credits to Plan Participants and More” – Teleconference/Webinar for Strafford Publications, Inc., March 11, 2014
  • IRS Audits of Employee Benefit Plans: Audit CAP – Strafford CLE Webinar, November 14, 2018
  • Pensions & QDROs: Navigating Divorce Minefields –  MCLE New England, December 10, 2020
  • Your New Fiduciary Responsibilities for Health Insurance –  TILT webinar, February 10, 2021
  • What Do Advisors Absolutely Need to Know About ERISA-Related Issues? Marcia Wagner Explains – 401(k) Specialist, August 9, 2021
  • Catching Up On Cryptocurrency – Panelist, The Practising Law Institute’s ERISAPlan Investments in Financial Markets 2022: The Fundamentals webinar, March 22, 2022
  • Forthcoming Developments and Employee Benefits – RightBRIDGE Summit, sponsored by CapitalROCK, March 24, 2022
  • “New Direct Transfer and Tax Withholding Rules for Benefit Plan Distributions,” MBA Section of Taxation Newsletter, October 1992; reprinted in Massachusetts Bar Association’s Best of the Sections 1992-1993
  • “Qualified Plans With Disqualifying Defects: The Changing Face of Enforcement,” MBA Section of Taxation Newsletter, September 1993; reprinted in Massachusetts Bar Association’s Best of the Sections 1993-1994
  • “A General Introduction to Employee Benefit Plans,” The Best of MCLE Journal, February 1994
  • “The Department of Labor Delinquent Filer Voluntary Compliance Program,” MBA Section of Taxation Newsletter, October 1995
  • “Alternatives to Plan Disqualification, Including Discussion of 403(b) Plans,” New York University Fifty-Third Institute on Federal Taxation (Matthew Bender), October 1995
  • “Pension Simplification Highlights,” MBA Section of Taxation Newsletter, November 1996
  • “The Provision of Investment Advice Under Prohibited Transaction Exemption 97-60,” Tax Management Compensation Planning Journal, January 1998
  • “The Provision of Investment Advice Under Prohibited Transaction Exemption 97-60,” American Bar Association, Taxation Section Employee Benefits Committee meeting materials, January 1998
  • “The Provision of Investment Advice Under Prohibited Transaction Exemption 97-60,” American Bankers Association, September 1998
  • “The Provision of Investment Advice Under PTE 97-60,” Trust & Investments, September/October 1998
  • “Eliminating Preretirement Distributions to Employees,” Massachusetts Bar Association Section Review, December 1998
  • “Law Firm Tax-Qualified Pension Plans: A Case Study,” Law Firm Partnership and Benefits Report, December 1998
  • “Changes to IRS Correction Programs,” Massachusetts Bar Association Section Review, December 1998
  • “ERISA, Employee Benefits and Employment Update,” Massachusetts Society of Certified Public Accountants On-Line, March 1999
  • “IRS Consolidates Employer Options for Correcting Pension Plan Defects,” Law Firm Partnership and Benefits Report, June 1999
  • “Participant Self Direction of Account Balances: Investment Advice or Investment Education,” Villanova Journal of Law and Investment Management, Vol. 1, Issue 1, Winter 1999
  • “Department of Labor Establishes New Fiduciary Self-Correction Program,” Law Firm Partnership & Benefits Report, January 2001
  • “Qualified State Tuition Programs: Differentiating Among the Two Types,” Law Firm Partnership & Benefits Report, August 2001
  • “Understanding Split-Dollar Arrangement Rules,” Law Firm Partnership & Benefits Report, May 2002
  • “HIPAA Health Data Privacy Rules: Final Regs. Issued,” Law Firm Partnership & Benefits Report, February 2003
  • “Managed Accounts: Are They the Answer?,” Tax Management Compensation Planning Journal, August 2003
  • “Paying Expenses from Plan Assets,” 401(k) Advisor, October 2003
  • “Managed Accounts: Still the Best, Least Risky Solution Yet Developed,” Tax Management Compensation Planning Journal, November 2003
  • “Same Sex Spouses in Massachusetts: The Affect on Employee Benefits,” Law Firm Partnership and Benefits Report, February 2004
  • “Fiduciary Issues Associated with Life Cycle Funds in Individual Account Plans,” Tax Management Compensation Planning Journal, May 2005
  • “What Is the Uniformed Services Employment and Reemployment Rights Act of 1994?” Law Firm Partnership & Benefits Report, July 2005
  • “Employee Benefits Bankruptcy Issues That Law Firms Need to Know,” Law Firm Partnership & Benefits Report, May 2006
  • “Medical Tourism and Group Health Plans,” (PDF) Journal of Compensation and Benefits, September/October 2006
  • Investment Manager Obligations – 401(k) Advisor, January, 2020
  • Massachusetts Advances Regulations Imposing Fiduciary Duty on Broker-Dealers – 401(k) Advisor, February, 2020
  • Application of Dudenhoeffer in Private Company Settings – 401(k) Advisor, April 2020
  • Time to Finish What Was Started…ERISA and Fiduciary Processes Have Evolved…Have You? – 401(k) Advisor, May 2020
  • Cybersecurity and Retirement Plans: What Plans Sponsors Should Do – 401(k) Advsior, July 2020
  • DOL Offers Guidance to Fiduciaries Considering Private Equity in Defined Contribution Plans – 401(k) Advisor, August 2020
  • The DOL’s Final Regulations on E-Disclosure of Retirement Plan Documents Become Effective Soon – Are You Ready? – 401(k) Advisor, September 2020
  • Proposed Changes to the DOL Fiduciary Investment Regulation: What You Should Know and How The Wagner Law Group Responded – 401(k) Advisor, October 2020
  • IRS and PBGC Provide Guidance on CARES Act Relief for Funding of Single Employer Defined Benefit Plans – 401(k) Advisor, November 2020
  • PEPs Will be Up and Running by January, 2021 – 401(k) Advisor, January, 2021
  • Does the Recently Amended Investment Duties Regulation Change How Fiduciaries Are Expected to Make Investment Decisions for Employee Benefit Plans? – 401(k) Advisor, March/April 2021
  • Do You Have Questions About How to Comply with New DOL Fiduciary “Investment Advice” Prohibited Transaction Exemption? Part 1 – 401(k) Advisor, May 2021
  • Liability Driven Investing and Other De-risking Strategies for Pension Plans – Co-author, Lexis Nexis Practical Guidance Practice Notes, June 2021
  • Important Benefit Plan Provisions of the American Rescue Plan Act of 2021 – 401(k) Advisor, June 2021
  • Do You Have Questions About How to Comply with New DOL Fiduciary “Investment Advice” Prohibited Transaction Exemption? Part 2 – 401(k) Advisor, July/August 2021
  • IRS Updates Guidance Regarding Correction of Tax-Qualified Plan Errors on Employer Plans Compliance Resolutions System (EPCRS) – 401(k) Advisor, September 2021
  • Do You Have Questions About How to Comply with New DOL Fiduciary “Investment Advice” Prohibited Transaction Exemption? Part 1 – 401(k) Advisor, May 2021
  • Important Benefit Plan Provisions of the American Rescue Plan Act of 2021 – 401(k) Advisor, June 2021
  • Do You Have Questions About How to Comply with New DOL Fiduciary “Investment Advice” Prohibited Transaction Exemption? Part 2 – 401(k) Advisor, July/August 2021
  • IRS Updates Guidance Regarding Correction of Tax-Qualified Plan Errors on Employer Plans Compliance Resolutions System (EPCRS) – 401(k) Advisor, September 2021
  • Legal Update: Pooled Employer Plans – 401(k) Advisor, October 2021
  • The DOL’s New Cybersecurity Audits and Informal Guidance – 401(k) Advisor, November/December 2021
  • Year End Reminders for Retirement Plans 2021 Edition – 401(k) Advisor, January 2022
  • Retirement Plans:  2022 Opportunities – 401(k) Advisor, February 2022
  • Alternative Investments in Participant Directed Individual Account Plans: The Treatment of Private Equity Sleeves – Co-author, Bloomberg Tax Management Compensation Planning Journal, 50 CPJ Issue No. 03, March 4, 2022
  • Tax Court Rejects Aggressive IRA Strategy – 401(k) Advisor, March/April 2022
  • BNA Tax Management Portfolio: “EPCRS – Plan Correction and Disqualification,” 2014 Edition
  • Quick Reference to HIPAA Compliance, Aspen Publishers, 2015-2016 edition
  • BNA Tax Management Portfolio: “EPCRS – Plan Correction and Disqualification,” 2014 Edition
  • Financial Aspects of Divorce in Massachusetts, MCLE New England, 2016
  • The Advisor’s Guide to the DOL Fiduciary Rule – The National Underwriter Company, a division of ALM Media, LLC, 2016
  • Quick Reference to HIPAA Compliance, Aspen Publishers, 2016-2017 edition
  • Exploring Advice: What You Need to Know About Good Financial Advice, a Quality Financial Plan and the Role of a Fiduciary, Kevin Knull, CFP (Marcia S. Wagner, contributing author)
  • Mandated Benefits 2020 Compliance Guide – Co-authors Katherine Brustowicz, Dannae Delano, David Gabor, Barry Salkin, and Roberta Casper Watson, Wolters Kluwer, December 2019
  • Mandated Benefits 2021 Compliance Guide – Co-author, Watson, Wolters Kluwer, April 2021
  • Mandated Benefits: 2022 Compliance Guide – Co-author, Wolters Kluwer, December 2021
  • "Institutions Ready to Pull the Plug if Claims are True," Pensions and Investments, September 15, 2003
  • "Retirement Planning Programs: The Essential Elements," June 6, 2008, New England Employee Benefits Council (Waltham, MA)
  • "Implications of 408(b)(2) Regulations for Plan Sponsors", 401(k) Advisor, December 2012
  • "Attorney Claims Combs Changed Mind on Fiduciary Restrictions," Pensions and Investments, September 1, 2003
  • "ERISA Section 408(b)(2) Fee Disclosures: Impact on Broker-Dealers," May 13, 2008, John Hancock Retirement Plan Services Broker Dealer Executive Roundtable (Boston, MA)
  • "The Fiduciary Duty to Recover Securities Class Action Settlement Awards Under ERISA", Tax Management Compensation Planning Journal, December 7, 2012
  • "Advice and Dissent," Institutional Investor, March 2002
  • "Who is a Fiduciary," February 24-27, 2008, The Trust Advisors Forum (Pinehurst, North Carolina)
  • "Explaining the USI Settlement", 401(k) Advisor, November 2012
  • "Attorneys Can Put More Money Tax-Free Into Retirement Plans," Lawyers , July 2001
  • "Bidwell Confirms that QDIA Safe Harbor Applies to Re-Enrollments", 401(k) Advisor, October 2012
  • "Law Firms, Other Businesses Must Revise Retirement Plans," Lawyers , May 2001
  • "Fiduciary Issues in a Changing Legal Landscape," February 4, 2008, 2008 IMCA New York Consultants Conference (New York, NY)
  • "Disclosure Obligations Could Be Broader Than DOL Regulations", Plan Consultant Magazine (an official publication of ASPPA), Fall 2012
  • "Counsel Fees in ERISA Case Denied by Judge," Massachusetts Lawyers Weekly, October 25, 1999
  • "Final Regulations Under Section 403(b) of the Internal Revenue Code," December 14, 2007, National Webcast Seminar
  • "My Experience Starting a Business in the Retirement Plan Industry", Women In Pension Network, Fall 2012
  • "Keogh Panic," Forbes, August 10, 1998
  • "Criminal Issues Regarding Title I Investment Breaches," November 15, 2007, BNA Tax Management Portfolio Meeting (Boston, MA)
  • "Giveth and Taketh", Plan Adviser, September/October 2012
  • "TCW Wins Approval to Advise 401(k) Clients," The New York Times,
  • Fiduciary Issues and Status in an Ever Changing Legal Landscape: Things You Need To Know," 2007
  • "DOL Shifts Stance on Brokerage Windows but Questions Remain", 401(k) Advisor, September 2012
  • "TCW Gets Permission From Labor Department to Give 401(k) Advice," Bloomberg, L.P., October 1997
  • "Fiduciary Issues in an Evolving Landscape: 401(k) Fees and Best Practices, and a Discussion of Section 409A," October 24, 2007, Wachovia Retirement Services' Advisory Council Meeting (Miami, Florida)
  • "Update on DOL Guidance Regarding Disclosure Rules", 401(k) Advisor, August 2012
  • "Tactical Asset Allocation & ERISA Plans: Best Practices for Finding the Right Strategy for Plan Participants," The Center for Due Diligence, August 2013
  • "Fiduciary Liability Insurance, Bonding, and Service Agreements for Sponsors"; "Evaluation of Plan Advisors by Plan Sponsors"; "Fiduciary Issues & Status in Ever Changing Legal Landscape: Things You Need to Know," September 30 - October 3, 2007, CFDD Advisor Conference (Scottsdale, Arizona)
  • "DOL Advisory Opinions Only a Speed Bump for Open MEPs?", 401(k) Advisor, July 2012
  • "Overcoming Fiduciary Fears: Understanding the Real Risks of Liability for Small Plan Sponsors," John Hancock Retirement Plan Services, June 2013
  • "Final Regulations Under Section 403(b) of the Internal Revenue Code," September 20, 2007, SageView Advisory Group (Boston, MA)
  • "401(k) Fees-Litigation and Best Practices; Disclosure to Plan Participants," September 11, 2007, Pension Group East (New York, NY)
  • "ABB Blockbuster", 401(k) Advisor, June 2012
  • "Separating Fact from Fiction: The Potential Risks and Rewards of Hiring 3(16) Fiduciaries," Sentinel Benefits & Financial Group, April 29, 2013
  • "Staying Ahead of the Curve: Fiduciary Issues, 401(k) Fees and Practices, and New 403(b) Regulations," September 6, 2007, Advantage 2007 Schwab Plan Administrator Services National Conference (San Francisco, CA)
  • "Attention to Details: Government Debuts Lifetime Income Initiatives (Cont.)", Plan adviser, May - June 2012
  • "Nonqualified Deferred Compensation: IRS Requires Action in 2007," July 2007, Benefits Group Worldwide Associates Teleconference
  • "The Significance of the Kraft Settlement", 401(k) Advisor, May 2012
  • "Fiduciary Guidebook for Target Date Funds," Legg Mason, February 2013
  • "Things Your Consultant Might be Reluctant to Discuss," June 2007, Putnam Investments (Boston, MA)
  • "New Final Regulations Under ERISA Section 408(b)(2)", 401(k) Advisor, April 2012
  • "A Plan Sponsor's Fiduciary Calling to Improve the Retirement Readiness of Plan Participants," LPL Financial, February 2013
  • "Massachusetts Health Care Reform Act," June 2007, Yozell Associates (Cambridge, MA)
  • "Encouraging Annuitization", Plan adviser, March - April 2012
  • "Through the ERISA Lens: Principles of DC Fund Selection," Legg Mason, December 2012
  • "Default Investments and Investment Advice Under PPA," June 2007, IOMA Audio Conference
  • "Tax Guidance on Lifetime Income Options", 401(k) Advisor, March 2012
  • "404a-5 Disclosures to Participants: Best Practices for Plan Sponsors," Legg Mason, August 2012
  • "Significant Recent Changes in Title I of ERISA and Overview of Massachusetts Health Care Law," June 2007, IRS/ASPPA Northeast Benefits Conference (Boston, MA and New York, NY)
  • "The Fiduciary Duty to Investigate Plan Investments", 401(k) Advisor, February 2012
  • "Fee Disclosures Under ERISA Section 408(b)(2); A Business and Compliance Strategy for Advisors," Eaton Vance, June 2012
  • "Capitalizing on Fee Disclosure Rules", DC Edge Magazine, Quarter 1, 2012
  • "Putting 408(b)(2) Disclosure Rules Into Practice: A Guide for Plan Sponsors," Legg Mason, June 2012
  • Al Jazeera TV, 401(k) Plan Fees, September 1, 2013
  • "DOL Issues and Initiatives," June 2005, Joint Conference Sponsored by Northeast Key District Office of the Internal Revenue Service and American Society of Pension Actuaries (Boston, MA and White Plains, NY)
  • "DOL Issues Final Regulations on ERISA 408(b)(2)", Market Watch, February 6, 2012
  • "The Savings Crisis of Working Americans: The Retirement Industry Call to Action," Legg Mason Retirement Advisory Council, January 2012
  • Fox Business News, Pension Problems, May 17, 2011
  • "Annual Labor Law Update," May 2005, The Merrimack Valley Chamber of Commerce, Wyndham Hotel (Andover, MA)
  • "Untangling the Wires", Plan adviser, January - February 2012
  • "Navigating the New Realities of 401(k) Participant Education," Legg Mason, June 2012
  • News Room, CNN, Last-Minute Tax Tips, April 9, 2011
  • "Update: ERISA Recent Changes Affecting Federal Benefits Plans and Executive Compensation Arrangements," April 2005, Fourth Annual Labor and Employment Law Update, NH Bar (Manchester, NH)
  • "SEC Gives Participant-Level Disclosure a Pass," 401(k) Advisor, January 2012
  • "Washington Update: The Changing Face of 401(k) Plan Regulations," Legg Mason, June 2012
  • "How to Uncover and Evaluate 401(k) Fees, Expenses and Revenue Sharing Arrangements," February 2005, New England Employee Benefits Council (Boston, MA)
  • "Are Investment Providers Finally Stepping Up to The Plate as Plan Fiduciaries?" Thornburg Investments, September 2011
  • Squawk on the Street, CNBC, Managing Problems with your 401(k), March 17, 2011
  • "How to Be Prepared For and Survive a Department of Labor ERISA Audit" December 2004, Foundation for Fiduciary Studies, Joseph M. Katz School of Business, University of Pittsburgh (Burlington, MA)
  • "Class Certification Requirements in 401(k) Fee Litigation," 401(k) Advisor, December 2011
  • "Fee Transparency and Best Practices for Plan Sponsors," Legg Mason, October 2010
  • 9News.com, NBC News, Flexible Spending Account: Use it or Lose it, December 28, 2010
  • "Health Savings Accounts and Health Reimbursement Accounts - Client Seminar," November 2004, Fred C. Church Insurance Agency (Chelmsford, MA)
  • "Reform School - Consequences of Tax Reform Proposals Relating to 401(k) Plan Contributions,", Plan adviser, November - December 2011
  • "Fiduciary Guidebook for Target Date Funds," Legg Mason, August 2010
  • The Strategy Room with Tracy Byrnes, Fox News, New 401(k) Rules: What You Need to Know, November 19, 2010
  • "Prudent Practices for Fiduciaries," October 2004, Wachovia Retirement Services (Boston, MA and New York, New York)
  • "Future Investment Advice Regulations,", 401(k) Advisor, November 2011
  • "Are Your 401(k) Plan Assets Safe?," Thornburg Investments, March 2009
  • The Strategy Room with Tracy Byrnes, Fox News, Pension Plan Liabilities to PBGC, October 11, 2010
  • "Roundtable of Current ERISA Issues," September 2004, Profit Sharing Council of America (New Orleans, LA)
  • "Pyrrhic Victory for Plaintiffs in Tibble v. Edison,", 401(k) Advisor, October 2011
  • "What Trustees In Bankruptcy Need To Know About Pension Plans," Webinar for PenChecks 2013 Expert Series, September 18, 2013
  • KRON 4 - San Francisco, Auto IRA Act and How This Affects Retirement Plans, October 9, 2010
  • "Fiduciary Updates," September 2004, Eastern Massachusetts Conference of IMA Chapters
  • "Asserting the Attorney-Client Privilege in ERISA Cases,", Law Firm Partnership & Benefits Report, October 2011
  • "Complying With PPACA," Webinar, June 25, 2013
  • The Willis Report, Fox Business Network, U.S. Wants to Help You Save For Retirement, September 13, 2010
  • "ALI-ABA - Advanced Law of Pensions, Welfare Plans, and Deferred Compensation," July 2004 Topics: Selected Issues in Plan Terminations; Selected Issues regarding Contingent Workers (Boston, MA)
  • "Investing with Confidence,", Plan adviser, September - October 2011
  • "The Different Roles and Responsibilities of 3(16), 3(21) and 3(38) Fiduciaries," Webinar for Transamerica Speakers Bureau, June 18, 2013
  • NECN, Poor Man's Pension, August 4, 2010
  • "Title I of ERISA - Fiduciary Concerns," June 2004, Joint Conference Sponsored by Northeast Key District Office of the Internal Revenue Service and American Society of Pension Actuaries (Boston, MA and White Plains, NY)
  • "Review of DOL Amicus Filings,", 401(k) Advisor, August 2011
  • The Street, Pension Plans: Not Dead Yet?, June 30, 2010
  • "Overcoming 401(k) Inertia with Managed Accounts," March 2004, IOMA (a Division of the Bureau of National Affairs) Audio Conference
  • "Case Suggests That RFPs May Be Necessary to Fulfill Fiduciary Duties,", 401(k) Advisor, August 2011
  • "Promoting and Evaluating The Success of Your Plan" Marcia Wagner, Webinar for Legg Mason, May 30, 2013
  • Washington Journal, C-SPAN, Economy and Retirement Security, June 5, 2010
  • "Insider Trading And Market Timing in the Mutual Fund Industry - What is a Fiduciary to Do?," December 2003, Pension Group East (NY, NY)
  • "Cause and Effect, The Influence of 401(k) Fee Litigation,", Plan adviser, July - August 2011
  • Bloomberg Today with Kathleen Hays, Bloomberg Television, State Street Subprime Damages May Reach 12 Times Reserve Amount, May 2008
  • "ALI-ABA - Basic Law of Pensions, Welfare Plans and Deferred Compensation," July 2003, Topics: Participants' Rights for Administrative Claims Procedures and Implementing the Rollover Rules (Boston, MA)
  • "New Puerto Rico Tax Code Requires Big Changes to Retirement Plans for Puerto Rico Employees,", 401(k) Advisor, June 2011
  • Nite Beat with Barry Nolan, CN8, Pension Legislative Proposals, October 2004
  • "DOL and Title I Issues," June 2003, Joint Conference Sponsored by Northeast Key District Office of the Internal Revenue Service and American Society of Pension Actuaries (Boston, MA and White Plains, NY)
  • "Public Pension Plans and the Retirement Gap: Understanding the Crisis and Possible Solutions,", Pension & Benefits Daily, June 7, 2011
  • Nite Beat with Barry Nolan, CN8, The Crisis with Pension Plans, September 2004
  • "Fiduciary Responsibilities and Liabilities," March 2003, Society of Enrolled Actuaries (Washington, D.C.)
  • "'In Plan' Roth Conversions and New Electronic Deposit Rules for Payment of Retirement Plan Withholding Taxes,", 401(k) Advisor, May 2011
  • "Hidden 401(k) Plan Fees and Expenses and Massachusetts Health Care Law," May 2007, MA CPA South Shore Breakfast Forum Meeting (Braintree, MA)
  • "ERISA Issues in Mergers and Acquisitions," February 2003, William Gallagher Associates (Waltham, MA)
  • "Education Nation,", Plan adviser, March - April 2011
  • "The Evolving ERISA Fiduciary Standard - What Do You Need To Know?" Webinar for ByAllAccounts, February 28, 2013
  • "Recent ERISA Litigation and Related Matters," May 2007, ASPPA Litigation and Retirement Programs Session (Tampa, Florida)
  • "HIPAA Privacy Rules," January 2003, Medical Claims Services (Newton, MA)
  • "How the Changing Definition of Fiduciary Might Change Your Practice,", Plan adviser, January - February 2011
  • "The Fiduciary Adviser's Rollover Toolkit", Webinar for 401(k) Coach, October 9, 2012
  • "Things Your Consultant Might be Reluctant to Discuss," May 2007, National Retirement Partners (White Plains, NY)
  • "ERISA: Pension Plan Development and Administration in Massachusetts," November 2002, Lorman Education Services (Peabody, MA) (Chairperson)
  • "Tools Help Fiduciaries Evaluate Plan Fees,", 401(k) Advisor, February 2011
  • "408(b)(2) Disclosures - What Do You Need To Know?", Webinar for Williams Financial Advisor Group, Sponsored by Vantage Benefits Administrators, May 30 & 31, 2012
  • "Properly Documenting Welfare Plans," March 30, 2007, North Shore Human Resources Support Group Meeting (North Andover, MA)
  • "Flash Points, Red Flags and Interesting Issues in Maintaining ERISA Plans," October 2002, Presentation to Biotechnology Industry Organization (Seattle, WA)
  • "DOL Issues Final Regulations on Mandatory Fee-Disclosures,", Law Firm Partnership & Benefits Report, February 2011
  • "Fee Disclosure: What You Need to Know for Smooth Sailing," ERP Actuaries & Consultants Webinar, March 21, 2012
  • "Putting the Pension Protection Act to Work for Your Organization," February 2007, New England Employee Benefits Council (John Hancock Center, Boston, MA)
  • "Advising Your Clients Regarding Small Business Retirement Plans," October 2002, Massachusetts Bar Association (Boston, MA)
  • "ERISA Litigation Trends from 2010,", 401(k) Advisor, January 2011
  • "Tackling the DOL's New Rules in 2012 - What You Need to Know to Stay Ahead," BlackRock and Plan Adviser Webinar, December 1, 2011
  • "Select Issues Under ERISA: Fiduciary Responsibility, Hidden 401(k) Plan Fees and Highlights of Pension Protection Act of 2006," October 2006, CMEA, The Employers' Association (Worcester, MA)
  • "Nuts and Bolts of 401(k) Plans," July 2002, Lorman Business Center (Melville, NY)
  • "Partial Plan Terminations of Qualified Plans,", The ASPPA Journal, Winter 2011
  • "Navigating the New Realities of 401(k) Participant Education," Legg Mason Webinar, October 20, 2011
  • "Highlights of Changes in ERISA Law and Best Practices," September 2006, Council of Engineering and Scientific Society Executives, Finance & Administration Committee (Woods Hole, MA)
  • "ALI-ABA - Advanced Law of Pensions, Welfare Plans, and Deferred Compensation," July 2002 Topics: Statutes of Limitations: Plans and IRAs; Cutbacks (Good and Bad); Who is an Employee? For What Purposes? (Boston, MA)
  • "Constitutional Challenges to the Patient Protection and Affordable Care Act,", New York University Review of Employee Benefits and Executive Compensation, 2010
  • "BlackRock 2011 Defined Contribution Survey Results Shifting Focus: From Retirement Savings to Retirement Income," BlackRock, Inc. Webinar, June 28, 2011
  • "Health Reimbursement Arrangements, Health Savings Accounts, Section 125 Cafeteria Plans and COBRA," Lorman Seminar, July 2006, Topics: Overview of HSAs and Health FSAs and HIPAA Privacy and Security (Boston, MA)
  • "Issues Facing Plan Fiduciaries," June 2002, Joint Conference Sponsored by Northeast Key District Office of the Internal Revenue Service and American Society of Pension Actuaries (Natick, MA and White Plains, NY)
  • "Voluntary Correction Program for Nonqualified Deferred Compensation Document Failures,", 401(k) Advisor, December 2010
  • "Washington Update: The Changing Face of 401(k) Plan Regulation," Women in Pensions Network Webinar, June 23, 2011
  • "ALI-ABA - Current Pension and Employee Benefits Law and Practice," July 2006 Topic: What Type of Plan is Preferable for Your Client? (Boston, MA)
  • "Legal Perspectives - Advice, Communications and Education," June 2002, Pension Group East (New York, NY)
  • "Re-Defining Moment. DoL Proposes Broadening the Definition of Fiduciary", Plan adviser, November - December 2010
  • "Guidance on Deferred Compensation: IRC 4091A and IRC 457," The 401(k) Coach Program Year One - Session 3, June 22, 2011
  • "DOL Issues and Initiatives: What You Don't Know Can Hurt You," June 2006, Joint Conference Sponsored by Northeast Key District Office of the Internal Revenue Service and American Society of Pension Actuaries (Boston, MA and Tarrytown, NY)
  • "Protecting Employees' 401(k) Investments - Handling Investment Advice and Blackout Periods," May 2002, National Institute of Pension Administrators, Inc. (Newton, MA)
  • "Health Care Reform Overview,", National Healthcare Reform Magazine, December 6, 2010
  • "Washington Update: The Changing Face of 401(k) Plan Regulation," Legg Mason Webinar, April 26, 2011
  • "Select Issues In ERISA and Employee Benefits," April 2006, MA CPA South Shore Breakfast Forum Meeting (Braintree, MA)
  • "ERISA Issues to be Aware of Pre-IPO," November 2001, Massachusetts Biotechnology Council (Boston, MA)
  • "Exercising Fiduciary Authority and Control Over the Investment Menu in §403(b) Plans Subject to ERISA,", Tax Management Compensation Planning Journal, November 5, 2010
  • "Important Pension Changes from D.C.," PIMCO Corporate Executive Board's Retirement Services Webinar, January 31, 2011
  • "Employee Benefit Plan Hidden Traps and How to Avoid Them," January 2006, Teleconference Lorman Seminar (Moderator and Speaker)
  • "ALI-ABA - Basic Law of Pensions, Welfare Plans and Deferred Compensation," July 2001 Topics: Participants' Rights for Administrative Claims Procedures and Implementing the Rollover Rules (Boston, MA)
  • "Court Ruling on Mutual Fund Fees to 401(k) Plans,", 401(k) Advisor, November 2010
  • "33rd Annual Robert Fuchs Labor Law Conference," October 2005, DOL Panel on ERISA (Suffolk Law School, Boston, MA)
  • "IRS and DOL Voluntary Compliance Programs," June 2001, Joint Conference sponsored by Northeast Key District Office of the Internal Revenue Service and American Society of Pension Actuaries, (Natick, MA and White Plains, NY)
  • "Selecting Benchmarking Services to Help Meet Fiduciary Requirements,", Compensation & Benefits Review, October 2010
  • "ALI-ABA - Understanding Current Pension and Employee Benefits Law and Practice," August 2005 Topics: Health Savings Account Alternatives, Cafeteria Plans; Rollover and Rollbacks (Boston, MA)
  • "Fiduciary Responsibility and Liability in the Age of Web Based Technology," May 2001, Institute for International Research, (New York, NY)
  • "FBAR Rules for Employee Benefit Plans,", Law Firm Partnership & Benefits Report, October 2010
  • "Congressional and Regulatory Changes to Target Date Funds," BNA Webinar on Target Date Funds, October 27, 2010
  • "Employee Discharge and Documentation," March 2001, Lorman Business Center (Bedford, NH)
  • "IRS Determination Letter Program for Tax-Qualified Retirement Plans,", 401(k) Advisor, October 2010
  • "What is New in DC: The Most Critical Items to the Obama Administration," ByAllAccounts, Webinar, October 19, 2010
  • "ALI-ABA - Basic Law of Pensions, Welfare Plans and Deferred Compensation," August 2000 Topics: Participants' Rights for Administrative Claims Procedures and Implementing the Rollover Rules (San Francisco, CA)
  • "ERISA Fiduciary Rules and Target-Date Funds,", Plan adviser, September - October 2010
  • "A Fiduciary Guide for Target Date Funds," Legg Mason, Webinar, September 28, 2010
  • "Investment Advice vs. Investment Education: Legal Risks, Opportunities & Dilemmas - How the Law is Evolving," June 2000, Pension Group East (New York, NY)
  • "Plan Sponsor's Duty to Avoid Conflicts of Interest,", Journal of Pension Benefits, Autumn 2010
  • "What You Need to Know About Health Care Reform Compliance," HighRoads, Inc., September 16, 2010
  • "Friend or Foe? The Pros and Cons of the New Department of Labor Voluntary Fiduciary Correction Program," May 2000, Tax Management Memorandum Presentation (New York, NY)
  • "Partial Termination Plan Liability,", 401(k) Advisor, September 2010
  • "ERISA Litigation Update," Marcia Wagner, August 13, 2010, BigMediaUSA.com
  • "Employee Discharge and Documentation," March 2000, Lorman Business Center (Bedford, NH)
  • "Lifetime Income Options,", 401(k) Advisor, August 2010
  • "Investment Advice v. Investment Education," November 1999, 29th Annual Pension Trust and Employee Benefits Seminar at University of South Carolina, (Columbia, SC)
  • "ERISA Fiduciary Rules and Target Date Funds,", BNA Pension and Benefits Reporter, August 10, 2010
  • "The Next Generation of Client Retention - Enhancing Retention Through Partnership Management," Institute for International Research, (New York, NY) November 1999
  • "Taxation of Deferred Compensation: Overview of 409A and 457,", Compensation & Benefits Review, July - August 2010
  • "Cash Balance Pension Plans: New Directions? New Dangers?," November 1999, Jewish Labor Committee
  • "An Overview of Health Care Reform With Recommended Action Steps to Take,", BNA Pension and Benefits Reporter, July 29, 2010
  • "The Top 5 'Hot Fiduciary Topics' Every Financial Advisor Needs to Know," Marcia Wagner, June 22, 2010, Plan Sponsor Magazine, iShares.com
  • "Recordkeeping and Reporting under ERISA," October 1999, Lorman Business Center, Inc. (Bedford, NH)
  • "Avoiding Conflicts of Interest As Your Business Grows,", 401(k) Advisor, July 2010
  • "Benchmarking Services: A Potential Solution to Every 401(k) Plan Fiduciary's Problem," The National Retirement Partners (NRP) 401(k) Plan Benchmarking Webinar, April 29, 2010
  • "ALI-ABA - Basic Law of Pensions, Welfare Plans and Deferred Compensation," July 1999 (Boston, MA). Topics: Participants' Rights for Administrative Claims Procedures and Implementing the Rollover Rules
  • "Tactical Asset Allocation Under ERISA,", 401(k) Advisor, June 2010
  • "Investment Advice vs. Investment Education: Legal Risks, Opportunities & Dilemmas - How the Law is Evolving," May 1999 and June 1999, Investment Management Institute & Institute of Management & Administration, Inc. (Pasadena, California and New York, New York)
  • "Investment Advice Regulations Update,", 401(k) Advisor, June 2010
  • "Retirement Plan Basics," May 1999 and June 1999, International Foundation of Employee Benefit Plans-Certificate Series; (Towers Perrin, Voorhees, N.J. and Employee Benefits Certificate Credit Course, New York, NY)
  • "Practice Makes Perfect," (opens new window), Plan adviser, May - June 2010
  • "Employee Discharge and Documentation," March 1999, Lorman Business Center, Inc. (Manchester, NH)
  • "DOL Proposes New Regulations for Investment Advice,", 401(k) Advisor, April 2010
  • "Podcast: A Primer on Fiduciary Liability Insurance and Bonding,” Marcia Wagner, November 23, 2009, The 401(k) Coach
  • "Client Symposium: Education vs. Advice for Retirement Plans," May 1999, Wachovia Investment Bank Institutional Trust and Retirement Services Client Conference (Williamsburg, Virginia)
  • "Protecting Yourself," (opens new window), Plan adviser, March - April 2010
  • "ERISA Litigation Matters and Evolving Best Practices," Marcia Wagner, October 21, 2009, The 401(k) Coach Program Webcast
  • "The 1999 Congress on Defined Contribution Plans," March 1999, Institute for International Research, Institutional Retirement and Savings Plan Series, (New Orleans, LA)
  • "A Plan Sponsor's Fiduciary Duties Under ERISA: With Great Responsibility Comes Great Potential Liability,", 401(k) Advisor, February 2010
  • "ERISA Litigation Matters and Evolving Best Practices," Marcia Wagner, May 27, 2009, The 401(k) Coach Program Webcast
  • "What Constitutes 'Education'?… What Constitutes 'Advice'? - The Final Word," December 1998, International Business Communications (New York, NY)
  • "Final Regulations Under Section 403(b) of the Internal Revenue Code," Marcia Wagner, December 14, 2007, National Webcast Seminar
  • "Fiduciary Issues for Plan Sponsors and Providers," November 1998, Institute for International Research (Atlanta, Georgia)
  • "Broadening Your Business," (opens new window), Plan adviser, January - February 2010
  • "Changes in Required Minimum Distribution Rules," October 1998, (Boston, MA). Conference of Consulting Actuaries Annual Meeting
  • "Is It Now Time for Managed Accounts?" New York University Review of Employee Benefits and Executive Compensation, 2009
  • "Tax And Benefit Reform Proposals," PlanAdviser National Conference 2013 (Orlando, Florida) September 9, 2013
  • "ALI-ABA - Basic Law of Pensions, Welfare Plans and Deferred Compensation," July 1998 (Palo Alto, CA). Topics: Participants' Rights for Administrative Claims Procedures and Implementing the Rollover Rules
  • "Partial Plan Terminations," Law Firm Partnership & Benefits Report, Vol. 15, No. 5, July 2009
  • "The Politics of Retirement - A Washington Update," Sii Investments National Sales Conference (Las Vegas, Nevada), August 16, 2013
  • "Recordkeeping and Reporting Under ERISA," June 1998, Lorman Business Center, Inc. (Lexington, MA)
  • "Participant Level Advice: Current Legal and Regulatory Environment", fi360 National Conference, May 2009
  • "ERISA Law Update," Presentation for the Retirement Alliance, Inc. 2013 Advisor Summit (Meredith, New Hampshire) July 22, 2013
  • "Advising Small Businesses," June 1998, Massachusetts Continuing Legal Education, Inc.
  • "A Meditation on the Definition of Plan Assets," The ASPPA Journal, Vol. 39, No. 1, Winter 2009
  • "Benefits Upon Termination," March 1998, Lorman Business Centers, Inc. (Nashua, NH)
  • The New England Broker Dealer/ Investment Adviser Association, Inc. (NEBDIAA), June 20, 2013
  • "The Provision of Investment Advice Under Prohibited Transaction Exemption 97-60," February 1998, the Association of the Bar of the City of New York - Committee on Employee Benefits (New York, NY)
  • "Effects of Plan Disqualification," January 1998, National CLE Conference by Law Education Institute, Inc. (Vail, Colorado)
  • "Proposed DOL Rules On 401(k) Fee Disclosures", Law Firm Partnership & Benefits Report, June, 2008
  • "The Changing DC Landscape: How Regulation Is Changing The Face Of The DC Plan," Inside Indexing Second Annual Conference (Boston, MA) June 17, 2013
  • "Investment Advice Under New Prohibited Transaction Exemption," November 1997, Advisory Board of Tax Management, Inc. (New York, NY)
  • "Criminal Issues Regarding Title I Investment Breaches," Tax Management Compensation Planning Journal, March, 2008
  • "Re-enrollment: Myth vs. Reality," Webinar for BlackRock & PlanSponsor, June 13, 2013
  • "Recordkeeping and Reporting Under ERISA," August 1997, Lorman Business Center, Inc. (Manchester, NH)
  • "The Senate Tax Patent Bill, Even Worse that the House Provision," Tax Management Compensation Planning Journal, February, 2008
  • "A Plan Sponsor's Fiduciary Calling: Improving the Retirement Readiness of Plan Participants," Webinar for LPL Financial (sponsored by Mutual of Omaha) June 4, 2013
  • "ALI-ABA - Basic Law of Pensions, Welfare Plans and Deferred Compensation," July 1997 (Boston, MA). Topics: Participants' Rights for Administrative Claims Procedures and Implementing the Rollover Rules
  • "Where Fiduciary & Preemption Issues are Headed in 2008," ERISA Litigation Update for CFDD, February 21, 2008
  • "Promoting and Evaluating The Success of Your Plan" Webinar for Legg Mason, May 30, 2013
  • "Employee Benefits Conference - Plan Corrections Programs," May 1997, Joint Conference sponsored by Northeast Key District Office of Internal Revenue Service and American Society of Pension Actuaries (White Plains, NY)
  • "Final Regulations Under Section 403(b) of the Internal Revenue Code", October 2008
  • "Important Pension Changes from D.C. - What Do You Need To Know?" The Robertson Group (Columbus, Ohio), and Roundtable with Marcia S. Wagner for Everhart Advisors (Dublin, Ohio) - (both events sponsored by Legg Mason) May 29, 2013
  • "Advising Small Businesses," May 1997, Massachusetts Continuing Legal Education, Inc.
  • "Commentary on the Patent Reform Act of 2007 Issued Patents and Patent Applications," Tax Management Compensation Planning Journal, November, 2007
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock Financial Network (sponsored by Legg Mason)(Two presentations - Troy & Bloomfield Hills, Michigan) May 28, 2013
  • "Employee Discharge and Documentation," March 1997, Lorman Business Centers, Inc. (Nashua, NH)
  • 401k Fees - Litigation and Best Practices; Disclosure to Plan Participants", Marcia Wagner, September 2007
  • "Complying with PPACA," Webinar for SourceMedia, May 22, 2013
  • "ERISA Update," March 1997, Boston Bar Association
  • "Fiduciary Issues Associated with Default Investment Alternatives Under Participant Directed Individual Account Plans," NYU Employee Benefits and Executive Compensation Review, August 2007
  • Black Rock DC Leaders Circle (New York, New York), May 20, 2013
  • "Flash Points and Red Flags in ERISA That Can Make - or Lose - Money for Your Company," December 1996, New England Corporate Counsel Association
  • "Will ERISA Preemption Derail Massachusetts Health Care Reform?" NYU Employee Benefits and Executive Compensation Review, August 2007
  • "Target Date Funds and Plan Sponsor Responsibilities," Webinar for ByAllAccounts, May 16, 2013
  • "Pension Law: What's New, What's Not," November 1996, Massachusetts Bar Association (Chairperson)
  • "MA Health Care Reform Law," Law Firm Partnership & Benefits Report, July 2007
  • Black Rock DC Leaders Circle (San Francisco, California), May 9, 2013
  • "ERISA and Employee Benefits Law After the Recent Legislation," November 1996, CPA and Business EXPO, Massachusetts Society of Certified Public Accountants
  • "Will ERISA Preemption Derail Massachusetts Health Care Reform?" Compensation Planning Journal, June 2007
  • "The Politics of Retirement - A Washington Update," Presentation at Precept Advisory Group, LLC (sponsored by Eaton Vance) - (Santa Clara, California), May 8, 2013
  • "Federal Tax Legislative Update," November 1996, Massachusetts Bar Association
  • "Preserve ERISA Plans with Proactive, Voluntary Changes," Business Insurance, February 2007
  • "Target Date Funds and Plan Sponsor Responsibilities," Seminar for New England Employee Benefits Council (Waltham, MA) April 26, 2013
  • "Seminar on 1996 Tax Legislation," October 1996, Massachusetts Bar Association
  • "Learn to Uncover Hidden 401(k) Fees," Boston Women's Business Journal, February 2007
  • "Lifetime Income - Prudent Production Selection and Monitoring for Strong Outcomes," TIAA-CREF Client Forum 2013 (Marco Island, FL) April 24, 2013
  • "Advising Small Businesses," June 1996, Massachusetts Continuing Legal Education, Inc.
  • "Fiduciary Issues Associated with Default Investment Alternatives Under Participant-Directed Individual Account Plans," Compensation Planning Journal, January 2007
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock Financial Network (sponsored by Legg Mason) (Indianapolis, Indiana and Cincinnati, Ohio) April 18, 2013
  • "Plan Terminations: How to File a Determination Letter Request," May 1996, American Institute of Certified Public Accountants, 1996 Employee Benefits Conference (Baltimore, Maryland)
  • "Evaluation of Plan Advisors by Plan Sponsors", 2007
  • "Transferring the Margins on Retirement Plan Investments", Webinar for BPAS, April 9, 2013
  • "Plan Disqualification Issues," September 1995, 1995 Midwest Pension Conference (Kansas City, Missouri)
  • "Fiduciary Liability Insurance, Bonding, and Service Agreements for Sponsors", 2007
  • "What do Corporate Counsel Need to Know about ERISA/Employee Benefits Matters?" Harvard Law School Association of Massachusetts and In-House Counsel Network, Harvard Law School (Cambridge, MA) April 5, 2013
  • "Advising Small Businesses," June 1995, Massachusetts Continuing Legal Education, Inc.
  • "Final Regulations under Section 403(b) of the Internal Revenue Code", 2007
  • "Best Practices for Producing and Managing Rollover Business - The Fiduciary Advisor's Rollover Toolkit," Webinar, March 27, 2013
  • "Developing a 401(k) Investment Education Program," May 1995, The Philadelphia Institute
  • "Is Medical Tourism the Right Option?" Boston Women's Business Journal, November 2006
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock Financial Network (Chicago, Illinois) March 20-21, 2013
  • "Correcting Plan Defects: From VCR to CAP," May 1995, New York University Institute on Federal Taxation
  • "ERISA Plan Corrections: An Attractive Alternative to Hefty Penalties," New England In-House, October 2006
  • NAPA/ASPPA 401(k) Summit (Las Vegas, Nevada), March 4, 2013 (two presentations)
  • "Fiduciary Responsibility Under ERISA and the Role of ERISA Section 404(c)," March 1995, Guest Speaker at Harvard Kennedy School Symposium for Prudential Securities
  • "Medical Tourism: What are Your Options?" Employee Benefits News, October 2006
  • "How Can You Accept Rollover Business From A 401(k) Plan"
  • "Common ERISA Problems for Employment Lawyers," March 1995, Massachusetts Bar Association (Co-Panelist with Department of Labor Representatives)
  • "Medical Tourism and Group Health Plans," Journal of Compensation and Benefits, September/October 2006
  • "Legal Eagles - Legal Roundtable," Marcia Wagner
  • "Update Regarding Brooklyn IRS Key District Office Pension Liaison Issues," February 1995, Open Meeting of Massachusetts Bar Association Section of Taxation
  • "Employee Benefits Bankruptcy Issues That Law Firms Need to Know," Law Firm Partnership & Benefits Report, May 2006
  • "Section 403(b) Compliance: What are the Issues and Alternatives?," November 1994, Guest Speaker at Estate and Business Planning Council of Worcester County
  • "What Is the Uniformed Services Employment and Reemployment Rights Act of 1994?" Law Firm Partnership & Benefits Report, July 2005
  • "Plan Disqualification Issues," September 1994, Guest Speaker at Annual Meeting of the Boston Society of Actuaries
  • "Fiduciary Issues Associated with Life Cycle Funds in Individual Account Plans," Tax Management Compensation Planning Journal, May 2005
  • "Default Investments - Target Date Funds," Marcia Wagner, Financial Research Associates, LLC 7th Annual Target-Date Funds Forum (Boston, MA), February 26, 2013
  • "Advising Small Businesses," May 1994, Massachusetts Continuing Legal Education, Inc.
  • "An Update on USERRA as it Affects Plans," 401(k) Advisor, March 2005
  • "Getting Ready for Fee Disclosures, DOL Audits and Other ERISA Issues", Workplace Benefits Renaissance Conference (Atlantic City, New Jersey), February 12, 2013
  • Lecturer at Employee Plans Practitioner Series, sponsored by Brooklyn Key District and District's Pension Liaison Group, March 1994
  • "The Mutual Fund Scandals: What's A Plan Sponsor To Do?" Law Firm Partnership and Benefits Report, October 2004
  • "Practitioner Viewpoint: Turning the Tables - Practitioner Issues for DOL Consideration", Joint Meeting of the IRS TE/GE Councils (Baltimore, Maryland), February 7, 2013
  • "Plan Disqualification and Correction," Lecture and Workshop, February 1994, Tax Management Educational Institute Compensation Planning '94 (Scottsdale, Arizona)
  • "Same Sex Spouses in Massachusetts: The Affect on Employee Benefits," Law Firm Partnership and Benefits Report, February 2004
  • "Important Pension Changes from D.C. - What Do You Need To Know?" Presentation at UBS Fiduciary Forum (Atlanta, Georgia), February 1, 2013
  • "Employee Benefits for the Nonspecialist," October 1993, Massachusetts Continuing Legal Education, Inc.
  • "Managed Accounts: Still the Best, Least Risky Solution Yet Developed," Tax Management Compensation Planning Journal, November 2003
  • "The Politics of Retirement - A Washington Update," Presentation at UBS Fiduciary Forum (Atlanta, Georgia), February 1, 2013
  • "The Clinton Deficit Reduction Tax Legislation," September 1993, Massachusetts Bar Association
  • "Paying Expenses from Plan Assets," 401(k) Advisor, October 2003
  • "The Politics of Retirement - A Washington Update," Webinar for Eaton Vance, (Boston, MA), January 31, 2013
  • "ERISA Basics: Part II," May 1993, Massachusetts Bar Association (Chairperson)
  • "Managed Accounts: Are They the Answer?," Tax Management Compensation Planning Journal, August 2003
  • "A Perspective on 401(k) Issues and Pitfalls for 2013," Webinar for One Capital Management (Boston, MA), January 30, 2013
  • "Advising Small Businesses," January 1993, Massachusetts Continuing Legal Education, Inc.
  • "HIPAA Health Data Privacy Rules: Final Regs. Issued," Law Firm Partnership & Benefits Report, February 2003
  • The Politics of Retirement - A Washington Update", Presentation at Financial Research Associates 6th Annual Profit-Driven Strategies in the DCIO Market (Boston, MA), January 28, 2013
  • "ERISA Basics: Part I," December 1992, Massachusetts Bar Association (Chairperson)
  • "Understanding Split-Dollar Arrangement Rules," Law Firm Partnership & Benefits Report, May 2002
  • "Retirement Plans - Current Developments & Common Myths", New England ASPPA Conference, (Nashua, New Hampshire) November 15, 2012
  • "Employee Benefits: Form 5500 Workshop," November 1992, The Foundation for Continuing Education, Inc.
  • "Qualified State Tuition Programs: Differentiating Among the Two Types," Law Firm Partnership & Benefits Report, August 2001
  • "The Politics of Retirement - A Washington Update," Presentation for Eaton Vance, (Westlake, Texas) November 6, 2012
  • "Disqualification: Questions, Answers and Solutions," November 1992, Boston Bar Association
  • "Department of Labor Establishes New Fiduciary Self-Correction Program," Law Firm Partnership & Benefits Report, January 2001
  • "The Politics of Retirement - A Washington Update" - CFDD 2012 Advisor Conference, (Chicago, IL) October 24, 2012
  • "Employee Benefits Update '92," February 1992, Massachusetts Continuing Legal Education, Inc.
  • "Friend or Foe? The Pros and Cons of the New Department of Labor Voluntary Fiduciary Correction Program," University of Denver College of Law, Preventive Law Reporter, Summer 2000
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock Mixer Meetings, (Denver, CO) October 11, 2012
  • "Understanding Pension Plans," June 1991, The American Tax Planning Center
  • "Friend or Foe? The Pros and Cons of the New Department of Labor Voluntary Fiduciary Correction Program," BNA Tax Management Memorandum, June 2000
  • BlackRock DC Masters Circle (Round Table Discussion with Q&A), (New York, NY) October 10, 2012
  • "How the New Nondiscrimination Rules Affect the Structure and Operation of Qualified Plans," October 1990, Massachusetts Continuing Legal Education, Inc.
  • "Participant Self Direction of Account Balances: Investment Advice or Investment Education," Villanova Journal of Law and Investment Management, Vol. 1, Issue 1, Winter 1999
  • "New Section 401(a)(4) Regulations Package," October 1990, Boston Bar Association
  • "Correcting Plan Defects," Massachusetts Bar Association Taxation Section Newsletter, October 1999
  • "The Politics of Retirement - A Washington Update," Presentations for Eaton Vance (Denver, CO) October 3, 2012, (San Jose, CA) October 4, 2012, (San Francisco, CA) October 4, 2012
  • "IRS Consolidates Employer Options for Correcting Pension Plan Defects," Law Firm Partnership and Benefits Report, June 1999
  • "Important Pension Changes from D.C. - What Do You Need To Know?" Marcia Wagner, National Pension Consultants Study Group (Charlestown, MA) September 28, 2012
  • "ERISA, Employee Benefits and Employment Update," Massachusetts Society of Certified Public Accountants On-Line, March 1999
  • "Important Pension Changes from DC - What Do You Need To Know?" EANE Compensation & Benefits Conference (Sturbridge, MA), September 12, 2012
  • "Changes to IRS Correction Programs," Massachusetts Bar Association Section Review, December 1998
  • "The Politics of Retirement - A Washington Update," 2012 PLANADVISER National Conference (Orlando, FL), September 10, 2012
  • "Law Firm Tax-Qualified Pension Plans: A Case Study," Law Firm Partnership and Benefits Report, December 1998
  • "The Politics of Retirement - A Washington Update," Presentations for Eaton Vance (Atlanta, Georgia), August 28 & 29, 2012
  • "Eliminating Preretirement Distributions to Employees," Massachusetts Bar Association Section Review, December 1998
  • "The Politics of Retirement - A Washington Update,"  2012 Raymond James Advanced Retirement Plan Symposium (Boston, MA), August 16, 2012
  • "The Provision of Investment Advice Under PTE 97-60," Trust & Investments, September/October 1998
  • "The Politics of Retirement - A Washington Update," 2012 Retirement Alliance Advisor Summit (Meredith, NH), July 25, 2012
  • "The Provision of Investment Advice Under Prohibited Transaction Exemption 97-60," American Bankers Association, September 1998
  • "Analyzing Emerging Fiduciary Law and Anticipating Its Impact on Investment Strategy," 2012 U.S. Pensions Summit, July 24, 2012 (Chicago, IL)
  • "The Provision of Investment Advice Under Prohibited Transaction Exemption 97-60," American Bar Association, Taxation Section Employee Benefits Committee meeting materials, January 1998
  • "Important Pension Changes from D.C. - What Do You Need To Know?", John Hancock Mixer Meetings, Tuesday, July 17, 2012 (Columbus, OH and Dayton, OH)
  • "The Provision of Investment Advice Under Prohibited Transaction Exemption 97-60," Tax Management Compensation Planning Journal, January 1998
  • "Fee Disclosure," Webinar for Employers Association of the NorthEast, July 13, 2012
  • "Tax-Qualified Retirement and Annuity Plans May Self-Correct Operational Violations," MBA Section of Taxation Newsletter, February 1997
  • "Guidance on Deferred Compensation: IRC 409A and IRC 457," Massachusetts Continuing Legal Education (MCLE) Seminar ~ Executive Compensation Law, Tuesday, June 19, 2012 (Boston, MA)
  • "Pension Simplification Highlights," MBA Section of Taxation Newsletter, November 1996
  • "The Politics of Retirement - A Washington Update," Seminar sponsored by Eaton Vance, Tuesday, June 19, 2012 (Boston, MA)
  • "Alternatives to Plan Disqualification, Including Discussion of 403(b) Plans," New York University Fifty-Third Institute on Federal Taxation (Matthew Bender), October 1995
  • "The Politics of Retirement - A Washington Update," UBS Defined Contribution Advisor Forum (sponsored by Eaton Vance), Friday, June 15, 2012 (Boston, MA)
  • "The Department of Labor Delinquent Filer Voluntary Compliance Program," MBA Section of Taxation Newsletter, October 1995
  • "Important Pension Changes from D.C. - What Do You Need To Know?", Janney Montgomery Scott, LLP: Advanced 401(k) Seminar, June 7, 2012 (Baltimore, MD)
  • "Crime and Punishment - The Theory, Evolution and Future of Alternatives to Plan Disqualification," Tax Management Compensation Planning Journal (Special ERISA 20th Anniversary Issue), December 1994
  • "Important Pension Changes from D.C. - What Do You Need To Know?" Annual Planning Meeting of The Retirement Advisor Council, May 24, 2012 (Hartford, CT)
  • "A General Introduction to Employee Benefit Plans," The Best of MCLE Journal, February 1994
  • "Pension Plans: Everything You Need To Know, But Were Afraid To Ask," CEBS Boston Chapter, Retirement Plan Fundamentals session (presentation for Cammack & LaRhette), May 23, 2012 (Norwood, MA)
  • "Qualified Plans With Disqualifying Defects: The Changing Face of Enforcement," MBA Section of Taxation Newsletter, September 1993; reprinted in Massachusetts Bar Association's Best of the Sections, 1993 - 1994
  • "The Politics of Retirement - A Washington Update," 2012 Chicago Fiduciary Summit sponsored by Eaton Vance, May 16, 2012 (Rosemont, IL)
  • "New Direct Transfer and Tax Withholding Rules for Benefit Plan Distributions," MBA Section of Taxation Newsletter, October 1992; reprinted in Massachusetts Bar Association's Best of the Sections, 1992 - 1993
  • "Important Pension Changes from D.C. - What Do You Need To Know?" BlackRock DC Leaders Circle Conference, May 15, 2012 (New York, New York)
  • "Advisory Committee on Tax Exempt and Government Entities, Report of Recommendations, 2010," Analysis and Recommendations Regarding the IRS's Determination Letter Program, June 5, 2010
  • "Important Pension Changes from D.C. - What Do You Need To Know?" BlackRock DC Leaders Circle Conference, May 8, 2012 (San Francisco, California)
  • "Proposed Investment Advice Exemption," Department of Labor, October 21, 2008
  • "Integrating ERISA into Your Compliance Systems," 2012 NSCP Regional Meeting, May 7, 2012 (New York, New York)
  • "Proposed Regulations on Tax Treatment of Payments for Medical or Accidental Insurance," Internal Revenue Service, December 4, 2007
  • "Important Pension Changes from D.C. - What Do You Need To Know?" ProEquities National Business Builder's Conference, May 2, 2012 (Hollywood, Florida)
  • "Industry Thought-Leaders: 401k MEPs as Safe as Any Other 401k Plan," Fiduciary News (fiduciarynews.com), October 8, 2013
  • "Moving Beyond 401(k): Developing a Defined Benefit Advisory Practice," 2012 fi360 Conference, April 26, 2012 (Chicago, Illinois)
  • "Papermaker Is Latest To Settle a 401(k) Suit," The Wall Street Journal, October 2, 2013
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock 2012 Spring Masters Meeting, April 25, 2012 (Chicago, Illinois)
  • "1st Circuit: ERISA case subject to de novo review," Massachusetts Lawyers Weekly, September 2, 2013
  • "Integrating ERISA Into Your Compliance Systems," 2012 NSCP Regional Meeting, April 2, 2012 (Boston, Massachusetts)
  • "12 TAA best practices to keep in mind," BenefitsPro.com, August 20, 2013
  • "The Politics of Retirement - A Washington Update," MassMutual Presentation sponsored by Eaton Vance, March 28, 2012 (New York, New York; Short Hills, New Jersey; Wayne, Pennsylvania)
  • "Hutcheson's Tumble Offers Lessons," Investment News, August 11, 2013
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock Mixer Meeting, February 8, 2012 (Pittsburgh, Pennsylvania)
  • "Letter to 6,000 401(k) sponsors has advisers doing damage control," Investment News, July 18, 2013
  • "Important Pension Changes from D.C. - What Do You Need To Know?" TD AmeriTrade Institutional 2012 National Conference, February 3, 2012 (Orlando, Florida)
  • "Health Care Reform: Procrastinate No More," Entrepreneur.com, July 17, 2013
  • "New Opportunities in the DCIO Market," Financial Research Associates, LLC 5th Annual New Opportunities in the DCIO Market, January 23, 2012 (Boston, Massachusetts)
  • "Fiduciary Matters," Financial Advisor Magazine, May 2013
  • "Important Pension Changes from D.C. - What Do You Need To Know?" Broadridge 2011 Annual Regional Meeting Series, November 30, 2011 (Boston, Massachusetts)
  • "DOL Smacks 401k Adviser for 12b-1 Fiduciary Breach. Plan Sponsors Next?" Fiduciary News (fiduciarynews.com), March 26, 2013
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock Mixer Meeting 2011, November 15, 2011 (Memphis, Tennessee)
  • "Regulatory and Legal DC Issues for 2013," PLANSPONSOR.com, March 6, 2013
  • "Plan Fees and Fiduciary Responsibilities - Preparing for the New Rules," 1st Global National Conference 2011, November 14, 2011 (Salt Lake City, Utah)
  • "Getting a second wind, DOL likely to breathe harder on ERISA advisers", Investment News, November 18, 2012
  • "Prospecting the 403(b) Market for Companion DB Plan Business," CFDD 2011 Advisor Conference, October 18, 2011 (Chicago, Illinois)
  • "Does Pru's hiring of Davis signal regulatory changes for stable value?", Pensions & Investments, November 14, 2012
  • "Techniques to Help Advisors Consult to the Fastest Growing DC Plan Market," CFDD 2011 Advisor Conference, October 18, 2011 (Chicago, Illinois)
  • "Legal Eagle Wagner Predicts an Auto-IRA Push if Obama Wins", The 401(k) Wire, October 24, 2012
  • "Basics of ERISA," 2011 NSCP National Meeting, October 17, 2011 (Baltimore, Maryland)
  • "PANC 2012: The Politics of Retirement," Planadviser.com, September 10, 2012
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock Mixer Meetings, October 12 and October 13, 2011 (San Mateo, California and Walnut Creek, California)
  • "US Labor fines pension adviser $1.27 mln over fee disclosure," Reuters.com, Aug 31, 2012
  • "Guidance on Deferred Compensation: IRC 409A and IRC 457," Toscano & Ardito CPA, October 11, 2011 (North Andover, Massachusetts)
  • "DOL Does Turnaround, Backs Off Controversial Brokerage Window Provisions," Investment News, July 30, 2012
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock 2011 Retirement Plan Networking Mixer, September 22, 2011 (West Conshohocken, Pennsylvania and King of Prussia, Pennsylvania)
  • "Labor Department Drops Brokerage Window Provisions," Pensions & Investments, July 30, 2012
  • "How Women and Diversity Add Value to Your Practice," Broadridge Women's Leadership Forum 2011 Matrix Get Connected Conference, August 22, 2011 (Keystone, Colorado)
  • "Wall Street banks' next fight may be with their own employees," Investment News, July 15, 2012
  • "Important Pension Changes from D.C. - What Do You Need To Know?" 2011 Matrix Get Connected Conference, August 21, 2011 (Keystone, Colorado)
  • "The next opponent for Wall Street banks? Their own employees," Investment News, July 10, 2012
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock Mixer Meeting, August 11, 2011 (Beachwood, Ohio)
  • "New Deadline Looms for Retirement Plan Fee Disclosure," Investment News, July 2, 2012
  • "Important Pension Changes from D.C. - What Do You Need To Know?" Clark Capital Management Group, Inc. Navigator 401(k) Symposium, August 4, 2011 (Philadelphia, Pennsylvania)
  • "DC Industry Frets Over Brokerage Issue, Claims it's a Rule in Disguise," Pensions & Investments, June 11, 2012
  • "Overview of ERISA Fiduciary Responsibility and Liability and Best Practices," Retirement Alliance2011 Advisor Summit, July 27, 2011 (Meredith, New Hampshire)
  • "The DoL Speaks and MEPsters Hope For More," The 401(k) Wire, May 31, 2012
  • "Plotting the Points and Staying the Course: Analyzing Emerging Financial Regulations and Anticipating its Impact on Investment Strategy," U.S. Pensions Summit 2011, July 20, 2011 (Chicago, Illinois)
  • "Hutchenson Case Highlights Risks for Advisers," Investment News, April 22, 2012
  • "Important Pension Changes: What Do You Need To Know?" Commonwealth Financial Network Symposium, June 21, 2011 (Boston, MA)
  • "In an Apparent First, a Public Pension Plan Files for Bankruptcy," Investment News, April 19, 2012
  • "Important Pension Changes: What Do You Need To Know?" Janney Montgomery Scott, LLP: Advanced 401(k) Seminar, June 16, 2011 (Baltimore, Maryland)
  • "Retirement Fund Fees Squeezed By Disclosure Rules," Bloomberg, January 5, 2012
  • "Evolving Best Practices for 403(b) Plan Fiduciaries," Fiduciary Investment Advisors - 2011 Client Conference, June 15, 2011 (Westbrook, Connecticut)
  • "Retirement Plan Brokers Outsource Fiduciary Duties," Investment News, January 1, 2012
  • "Overview of ERISA Fiduciary Responsibility and Liability and Best Practices," Seminar for TD AmeriTrade Trust Company sponsored by iShares, June 9, 2011 (San Francisco, California)
  • "States Struggle to Meet Demand of Public Pensions," Texas Insider, December 21, 2011
  • "Washington Update: What Do You Need To Know?" Washington Legal Update for MassMutual sponsored by Eaton Vance, June 7 and 8, 2011 (Stamford, Connecticut; New York, New York; Wayne, Pennsylvania; West Orange, New Jersey)
  • "Probe of High-Profile 401(k) Fiduciary Advocate Could Cost Advisers Business," Investment News, November 14, 2011
  • "Best Practices: Compliance and Retirement Issues," 2011 NSCP East Coast Regional Meeting, June 6, 2011 (New York, New York)
  • "Workers Come Out Winners Even After 401(k) Lawsuits Are Losers," The Wall Street Journal, October 25, 2011
  • "Overview of ERISA Fiduciary Responsibility and Liability and Best Practices," Seminar for TD AmeriTrade Trust Company sponsored by iShares, June 1, 2011 (Philadelphia, Pennsylvania)
  • "Deja Vu: The Advice Regs Are Here, Now What?" The 401(k) Wire, October 25, 2011
  • "Guidance on Deferred Compensation: IRS 409A and IRC 457," 2011 FICPA Employee Benefit Plans Conference, May 26, 2011 (Orlando, Florida)
  • "Labor Department Issues Rule on 401(k) Advice," Bloomberg, October 24, 2011
  • "DC Plan Participants Attitudes and Behavior," Panel Discussion for BlackRock, Inc., May 18, 2011 (New York, New York)
  • "Government: 401(k) Fee Disclosures May Be Electronic," The Associated Press, September 13, 2011
  • "Fiduciary Liability Insurance, Bonding, Service Agreements and Warranties," 2011 fi360 Conference, May 5, 2011 (San Antonio, Texas)
  • "Great-West, Lincoln Trust Jump on Plan and Participant Fee Disclosures," Investment News, August 15, 2011
  • "Important Pension Changes from D.C. - What Do You Need To Know?" Allianz Retirement Summit, May 3, 2011 (Dallas, Texas)
  • "Two New MEPs Combine Cash Balance and 401(k)," The 401(k) Wire, August 4, 2011
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock 2011 Retirement Plan Networking Mixer, April 28, 2011 (Cleveland, Ohio)
  • "A TPA Launches a Pair of 403(b) MEPs," The 401(k) Wire, August 2, 2011
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock 2011 Retirement Plan Networking Mixer, April 27, 2011 (Indianapolis, Indiana)
  • "Phyllis Borzi: Protecting the Everyman's Benefits," Investment News, June 12, 2011
  • "Important Pension Changes from D.C. - What Do You Need To Know?" Wilmington Trust Partners for Success Conference, April 14, 2011 (Scottsdale, Arizona)
  • "More Workers Borrowing Against Their Future, Threatening Retirement Security With 401(k) Loans," The Republic, June 7, 2011
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock Financial Network - 401(k) Masters Program, April 13, 2011 (Boston, MA)
  • "How Do I Pay Thee? Let Me Count The Ways," Portico Wealth Advisors, May 17, 2011
  • "Significant Department of Labor Regulatory Changes," Lockton Financial Advisors/Investment Advisors Conference, April 12, 2011 (Dallas, Texas)
  • "Ask an Expert - ERISA,"LPL Financial Retirement Partners, May 2011
  • "Important Pension Changes from D.C. - What Do You Need To Know?" LPL Symposium, April 11, 2011 (Scottsdale, Arizona)
  • "3 Myths About 401(k) Plans; Fidelity Reports All-Time High," Fox Business News, May 12, 2011
  • "Important Pension Changes from D.C. - What Do You Need To Know?" Bank of America Merrill Lynch's Inaugural Defined Contribution Designated Financial Advisor Event, April 5, 2011 (Orlando, FL)
  • "The State of Pensions," CNBC.com, May 5, 2011
  • "Overview of Fiduciary Responsibilities and Best Practices," Conference for UBS Institutional Consulting, presented by The Vierra Group, March 30, 2011 (Quincy, MA)
  • "States Increasingly Turn to 401Ks to Replace Pensions," FoxNews.com, April 5, 2011
  • "Important Pension Changes from D.C. - What Do You Need To Know?" 2011 Newport Advisor Conference, March 24, 2011 (Naples, FL)
  • "Higher Taxes Loom for 401(k) Savers," The Wall Street Journal, March 28, 2011
  • "ERISA Litigation and Trends Update," UBS Retirement Roundtable Meeting Western Division, March 22, 2011 (Coronado, CA)
  • "Nuns Take O'Malley to Court Over Pension," The Boston Globe, March 21, 2011
  • "ERISA Litigation and Trends Update," UBS Retirement Roundtable Meeting Eastern Division, March 15, 2011 (Naples, Florida)
  • "New Jersey Asks IRS for a Look at Pension Funds," The Gloucester County Times, March 20, 2011
  • "Retirement - Laws as They Pertain to the Employer & Worker," (opens new window) SHRM Employment Law and Legislative Conference, March 14, 2011 (Washington, DC)
  • "Wish You Had a Pension?" Forbes.com, March 8, 2011
  • "Important Pension Changes from D.C. - What Do You Need To Know?" John Hancock Retirement Plan Services Networking Mixer, February 22 and 23, 2011 (Kansas City, Missouri and Omaha, Nebraska)
  • "State Street Securities - Lending Revenue Drops, Lawsuits Percolate," Ignites.com, March 1, 2011
  • "ERISA for Employment Lawyers," MCLE Seminar, February 15, 2011 (Boston, MA)
  • "Retirement Advice: What You Get for Free," SmartMoney.com, February 16, 2011
  • "What You Need to Know About Healthcare Reform Compliance," 2011 Hospitality Law Conference, February 10, 2011 (Houston, Texas)
  • "Hotel Health Care Compliance, One Step at a Time," Hotelnewsnow.com, February 11, 2011
  • "Dire Results Seen for 'Fiduciary' Tweak," Investment News, February 6, 2011
  • "Fee Transparency and Best Practices for Plan Sponsors," Legg Mason Webinar, December 14, 2010
  • "DOL Pension Proposal Could Rock Fund Firms," Investment News, February 3, 2011
  • "What is New in DC: The Most Critical Items to the Obama Administration," John Hancock Retirement Services' Ask the Expert Webinar, December 7, 2010
  • "The Mixed Riches of Retirement Plans," Reuters Wealth Management Reporter, February 2, 2011
  • "What is New in DC: The Most Critical Items to the Obama Administration," 1st Global Conference, November 15, 2010 (San Antonio, TX)
  • "Execs Keeping an Eye on Major Court Cases," Pension & Investments, January 24, 2011
  • "What is New in DC: The Most Critical Items to the Obama Administration," NRP 2010 Annual Conference, November 6, 2010 (Palm Springs, CA)
  • "The Economy in 2010: Stories You May Have Missed," PBS NewsHour, December 30, 2010
  • "Pension Plans: Everything You Need To Know, But Were Afraid To Ask," Greater Boston Chapter of International CEBS Society ~ Fundamentals of Retirement Plans, October 21, 2010 (Norwood, MA)
  • "What To Do To Protect Yourself As An Advisor or Plan Sponsor," iShares 401(k) Experience, October 14 & 15, 2010 (San Francisco, CA)
  • "401(k) Industry Update," iShares 401(k) Experience, October 14, 2010 (San Francisco, CA)
  • "What is New in DC: The Most Critical Items to the Obama Administration," John Hancock Retirement Services Mixer Meeting, October 12, 2010 (Houston, TX)
  • "Industry Execs Laud Latest Target-Date Proposal," Pensions & Investments, December 8, 2010
  • "401(k) Industry Update," iShares 401(k) Experience, October 8, 2010 (San Francisco, CA)
  • "Legg Mason Entertains Advisors, Distributors and Reporters," MutualFundWire.com, December 3, 2010
  • "ERISA Litigation and Trends Update," (opens new window) CFDD 2010 Advisor Conference, October 6 & 7, 2010 (Chicago, IL)
  • "Labor Department Proposes Target Date 401(k) Rules," CNBC, November 29, 2010
  • "Protection of Plan Fiduciaries Through Insurance," (opens new window) CFDD 2010 Advisor Conference, October 6 & 7, 2010 (Chicago, IL)
  • "Labor Department Proposes Target Date 401(k) Rules," ABC News, November 29, 2010
  • "March Toward Socialism: What It Means for the Pension Industry," (opens new window) CFDD 2010 Advisory Conference, October 6 & 7, 2010 (Chicago, IL)
  • "Labor Department Proposes More Target Date Disclosure," Chicago Breaking Business, November 29, 2010
  • "Labor Department Proposes Target Date 401(k) Rules," Yahoo! Finance, November 29, 2010
  • "Pension Plans: Everything You Need to Know, But Were Afraid to Ask," The AAO-HNSF 2010 Annual Meeting and Otolaryngologists Expo, September 27, 2010 (Boston, MA)
  • "DOL Floats Disclosure Rule For 401(k) Target Date Funds," Investment News, November 29, 2010
  • "What You Need to Know About Health Care Reform Compliance," National Health Care Reform Conference, September 22, 2010 (Los Angeles, CA)
  • "Financial Advisers Fear Possible Rollover Rules," Investment News, November 16, 2010
  • "Keeping Up With DC," Planadviser Fourth Annual National Conference, September 21, 2010 (Orlando, FL)
  • "Plan Sponsor's Duty to Avoid Conflicts of Interest," The Teachers Advocate, November 10, 2010
  • "Automatic IRA 'Death Knell of Private-Pension System," Investment News, October 8, 2010
  • "What is New in DC: The Most Critical Items to the Obama Administration," Putnam Investments for National Retirement Partners, July 29, 2010 (Boston, MA)
  • "PANC 2010: Keeping up with D.C.," Planadviser.com, October 4, 2010
  • "Interim Final 408(b)(2) Regulations," Putnam Investments Webinar on DOL Interim Final Regulations, July 28, 2010
  • "'I'll Work Till I Die': Older Workers Say No to Retirement," CNNMoney.com, September 28, 2010
  • "Health Care Reform Overview," HighRoads, Inc., July 21, 2010 (New York, NY)
  • "Worker Contributions to U.S. Health Premiums Jump 14%, Kaiser Survey Says," Bloomberg.com, September 2, 2010
  • "What is New in DC: The Most Critical Items to the Obama Administration," 401(k) Coach Program Year 1 Session 3 Webinar, July 14, 2010 (Chicago, IL)
  • "Target Date Turnover Troubles Big Firms," Investment News, August 29, 2010
  • "Advisory Committee on Tax Exempt and Government Entities (ACT)," IRS/ASPPA Northeast Area Benefits Conference, July 13, 2010 (New York, NY)
  • "SEC's Target Date Proposal Met With Raging Indifference," Investment News, August 20, 2010
  • "Advisory Committee on Tax Exempt and Government Entities (ACT)," IRS/ASPPA Northeast Area Benefits Conference, July 12, 2010 (Boston, MA)
  • "Exercising Fiduciary Authority and Control Over the Investment Menu in ERISA 403(b) Plans," Plansponsor.com, August 3, 2010
  • "What's Up in Washington, Effects on You and Your Clients," Women In Pensions Network, June 17, 2010, (Boston, MA)
  • "Legislation Could Limit Use of Swaps," Employee Benefit News, August 1, 2010
  • "Presentation Regarding Report of Employee Benefits Subcommittee of Advisory Committee on Tax Exempt and Government Entities," 23rd Annual Cincinnati Employee Benefits Conference, June 11, 2010 (Cincinnati, OH)
  • "The 401(k) Fees You Might Not Know You're Paying," Associated Press, July 20,2010
  • "Analysis and Recommendations Regarding the IRS's Determination Letter Program," IRS Advisory Committee on Tax Exempt and Government Entities, June 9, 2010 (IRS National Office, Washington, DC)
  • "Lawsuits Over 401(k) Fees Driving Costs Down," Associated Press, July 20, 2010
  • "Benchmarking Services: A Potential Solution to Every 401(k) Plan Fiduciary's Problem," Eaton Vance Investment Managers, Tax Management Compensation Planning Advisory Board Meeting, May 20, 2010 (New York, NY)
  • "Employee Suits Alleging Excessive 401(k) Fees Gain Ground," Los Angeles Times, July 28, 2010
  • "What's Up in Washington, Effects on You and Your Clients," John Hancock Sales Acceleration Meeting, May 19, 2010 (Boston, MA)
  • "Overall Response to Fee Rule Positive, Unbundling Requirement Biggest Challenge," BNA Pension and Benefits Reporter, July 21, 2010
  • "Advisory Committee on Tax Exempt and Government Entities (ATC)- Analysis and Recommendations of the Employee Benefits Subcommittee Regarding the IRS's Determination Letter Program," Employee Plans Rulings and Agreements Continuing Professional Education Conference, May 18, 2010 (Indianapolis, IN)
  • "New Rule Could Reduce 401(k) Fees," CBS MoneyWatch.com, July 19, 2010
  • "What's Up in Washington, Effects on You and Your Clients," John Hancock Educational and Networking Mixer Events, May 6, 2010 (Seattle, WA)
  • "Retirement Plan Providers to Disclose Compensation," Chicago Breaking News - Tribune, July 14, 2010
  • "What's Up in Washington, Effects on You and Your Clients," John Hancock Educational and Networking Mixer Events, May 5, 2010 (Portland, OR)
  • "Class Notes 1987," Harvard Law Bulletin, Summer 2010
  • "IRS Advisory Committee Recommends Changes To Determination Letter Process," CCH Pension, July 9, 2010
  • "What's Up in Washington, Effects on You and Your Clients," John Hancock Scaling New Heights Meeting, April 29, 2010 (Chicago, Illinois)
  • "Avoid Big 401(k) Changes as Stocks Swing," The Street, June 28, 2010
  • "Best Practices Evolving from ERISA Litigation," Oppenheimer Funds, Inc. Retirement Plan Strategic Partner Conference, April 26, 2010 (New York, NY)
  • "Target Fund Rules May Mean 401(k) Changes," Investment News, June 27, 2010
  • "Helping Retirement Plan Participants Reach Their Goals," New England Employee Benefits Council, April 16, 2010 (Boston, MA)
  • "States Struggle to Meet Demand of Public Pensions," The Fiscal Times, June 22, 2010
  • "New 5500 Form Requirements What Every Plan Sponsor Needs to Know," April 9, 2010, Cafaro Greenleaf Webinar (Boston, Massachusetts)
  • "Target Date Fund Disclosure Plan Falls Short of the Mark, Say Critics," Investment News, June 17, 2010
  • "Benchmarking Services: A Potential Solution to Every 401(k) Plan Fiduciary's Problem," Eaton Vance, April 9, 2010 (Boston, MA)
  • "Government Soon to Require Clearer 401(k) Fees," Associated Press, June 15, 2010
  • "Avoiding Conflicts of Interest as You Grow Your Business," ASPPA Benefits Council of New England, April 6, 2010 (Boston, MA)
  • Editorial Board, Law Firm Partnership & Benefits Report, 1999
  • "Advisory Panel Recommends Retirement Plan Changes," Tax Notes, June 14, 2010
  • "Taxation of Deferred Compensation: Overview of 409A, 457(b) and 457(f)," Massachusetts Continuing Legal Education, Inc. Seminar: Executive Compensation Law, February 3, 2010 (Boston, MA)
  • Analysis and Recommendations Regarding the IRS's Determination Letter Program, Tax Exempt and Government Entities, IRS Advisory Committee, 2010
  • "Expert: New FedEx Policy on Benefits for Same-sex Partners Passes Legal Tests," The Commercial Appeal, May 25, 2010
  • "ERISA Litigation Matters and Evolving Best Practices," Raymond James Financial, Inc. - 2010 Retirement Plan Advisory Council, January 21, 2010 (St. Petersburg, Florida)
  • International Pension Issues in a Global Economy: A Survey and Assessment of IRS' Role in Breaking Down the Barriers Tax Exempt and Government Entities, IRS Advisory Committee, 2009
  • "401(k) Providers Brace for New Fee Disclosure Regs," Investment News, May 19, 2010
  • "Talking Points Podcast Regarding Caterpillar Litigation: Interview with Marcia Wagner," December 11, 2009, PlanSponsor.com
  • Improving the Employee Plans Compliance Resolution System: A Roadmap for Greater Compliance Tax Exempt and Government Entities, IRS Advisory Committee, 2008
  • "Labor Department Takes First Step in Regulation of Target Date Funds," Investment News, May 7, 2010
  • "ERISA Litigation Matters and Evolving Best Practices," on behalf of Oppenheimer Funds, LPL Financial Symposium, January 15, 2010 (San Diego, CA)
  • Quick Reference to HIPAA Compliance, Aspen Publishers, 2013 - 2014 edition
  • "Health Care Reform Will Impact Most Employers," International Accounts Payable Professionals, May 3, 2010
  • "Retirement Plans: Legislative, Regulatory, Judicial Developments," Financial Telesis, Inc. Webinar, December 4, 2009
  • Quick Reference to HIPAA Compliance, Aspen Publishers, 2012 - 2013 edition
  • "Labor Dept. Inches Closer to Providing Target Date Guidance," Investment News, April 27, 2010
  • "Podcast: A Primer on Fiduciary Liability Insurance and Bonding," November 23, 2009, The 401(k) Coach
  • ERISA-Litigation, Procedure, Preemption and Other Title I Issues, BNA Tax Management Portfolio, 2012
  • "Health Reform Changes for Employers Could Start 'Immediately," Insurance Financial Advisor, April 13, 2010
  • "ERISA Litigation Matters and Evolving Best Practices," LPL/Legg Mason Retirement Summit, October 29, 2009 (New York, New York)
  • The ERISA Fiduciary Compliance Guide, The National Underwriter Company, 2012
  • "Judge Boots Sec Lending Case Against State Street," Ignites, March 29, 2010
  • "ERISA Litigation Matters and Evolving Best Practices," The 401(k) Coach Program Webcast, October 21, 2009
  • Quick Reference to HIPAA Compliance, Aspen Publishers, 2011 - 2012 Edition
  • "Rep or Fiduciary? Labor Department Says, 'Choose'," InvestmentNews, March 15, 2010
  • "ERISA Litigation Matters and Evolving Best Practices," John Hancock Retirement Services Event at the New York Stock Exchange, October 20, 2009 (New York, New York)
  • BNA Tax Management Portfolio: "EPCRS - Plan Correction and Disqualification," 2010 Edition
  • "Practice Management: New Rules Likely to Shake Up IRA Advice," Kristen McNamara, Dow Jones News Service, March 3, 2010
  • "Standard Terminations: Process and Timelines;" "ERISA Litigation Matters and Evolving Best Practices," CFDD Advisor Conference, October 5, 2009 (Scottsdale, Arizona)
  • Quick Reference to HIPAA Compliance, Aspen Publishers, 2010-2011 Edition
  • "Best Practices Evolving from 401(k) Fee Litigation," Marcia Wagner and John Sohn, 401(k) Advisor, February 2010
  • "ERISA Litigation Matters and Evolving Best Practices," IMCA 2009 Fall Professional Development Conference, October 2, 2009 (Atlanta, Georgia)
  • Quick Reference to HIPAA Compliance, Aspen Publishers, 2004-2010 Editions
  • "Industry Eyes Lawsuits Over Pension Investment," FT.com, January 12, 2010
  • "Keeping Up With the DOL 401(k) Fee Disclosure, Litigation, Evolving Best Practices," Planadviser National Conference, September 25, 2009 (Orlando, Florida)
  • Bender's Federal Income Taxation of Retirement Plans, (Chapter 1: Introduction to Retirement Legislation and Guide to Application: From ERISA to Pension Protection Act) and (Chapter 11: Controlled Groups and Affiliated Service Groups), 2008 Edition
  • "ERISA Litigation Affects Plan Administration: An Interview With Marcia S. Wagner, Esq.," 401(k) Advisor, December 2009
  • "ERISA Litigation Matters and Evolving Best Practices," The 401(k) Coach Master Program, August 17, 2009 (Tabernash, Colorado)
  • Advising Small Businesses: "Qualified Retirement Plans," West Services, Inc., 2007, 2008 and 2009 Editions, Chapter 39: Qualified Retirement Plans
  • "He Gets Riled About Risk," InvestmentNews, December 14, 2009
  • "ERISA Litigation Matters and Evolving Best Practices," 1st Global 2009 Qualified Retirement Plan Summit, July 24, 2009, (Dallas, TX)
  • BNA Tax Management Portfolio: "ERISA Litigation, Procedure, Preemption and Other Title I Issues", 2005
  • "U.S. Labor Department Further Extends Effective Date of Rules on Investment Advice," U.S. Department of Labor News Release, November 23, 2009
  • "ERISA Litigation Matters and Evolving Best Practices," The 401(k) Coach Program Webcast, May 27, 2009
  • BNA Tax Management Portfolio: "EPCRS - Plan Correction and Disqualification," 2004 and 2009 Editions
  • "Senate to Address Conflicts in Proprietary Target Funds," Investmentnews.com, October 27, 2009
  • "Final Regulations Under Section 403(b) of the Internal Revenue Code," 403(b) Plan Seminar Presented by SageView Advisory Group, The Wagner Law Group and McGladrey & Pullen, LLP, May 19, 2009 (Burlington, MA)
  • Quick Reference to HIPAA Compliance, Aspen Publishers, 2004
  • "ERISA Litigation Matters and Evolving Best Practices," ING Advisor/401(k) Coach Bootcamp, May 18, 2009 (Foxboro, MA)
  • BNA Tax Management Portfolio: "Plan Disqualification and ERISA Litigation", 1993; update 1999
  • "No Changes Needed to ERISA," Fundaction.com, October 12, 2009
  • "Ramifications of the Current Economic and Market Turmoil on Asset Allocation: Is it Now Time for Managed Accounts?,"; "ERISA Litigation Matters and Evolving Best Practices",  "Participant Level Advice: Current Legal and Regulatory Environment,"fi360 National Conference, May 6-8, 2009 (Scottsdale, AZ)
  • Labor and Employment Law: Compliance and Litigation, Contributor for ERISA/employee benefits chapters, Clark, Boardman, Callaghan, 1997
  • "Practice Management: Retirement Plan Rules Help Independents," Dow Jones Newswires, September 16, 2009
  • "ERISA Litigation Matters and Evolving Best Practices," Newport Advisor Conference, March 26, 2009 (Orlando, Florida)
  • "Controlled Group, Affiliated Service Group, Leased Employee and Independent Contractor Issues," Continuing Professional Education for Internal Revenue Service Employee Plans Audit Agents, Northeast Division of Internal Revenue Service, 2005
  • "Labor Department Drops Bush Administration Proposed Retirement Advice Rule," Dow Jones Newswires, September 14, 2009
  • "ERISA Fiduciaries and 401(k) Fee Litigation," The ASPPA 401(k) Summit, March 23, 2009 (San Diego, California)
  • "Federal Employment Rights," Guest Lecturer for ERISA Portion of Course, Massachusetts School of Law, Fall 2001
  • "Practice Management: Bills Could Shake Up Retirement Industry," Dow Jones Newswires, June 16, 2009
  • "ERISA Litigation Matters and Evolving Best Practices," John Hancock Retirement Plan Services, March 12, 2009 (King of Prussia, Pennsylvania)
  • "Pension Law," Bentley College, Fall 1999 and Fall 2000
  • "Compliance Watch: Watch What You Say About Retirement," Dow Jones Newswires, April 21, 2009
  • "ERISA Litigation Matters and Evolving Best Practices," John Hancock Retirement Plan Services, March 11, 2009 (Pittsburgh, Pennsylvania)
  • "ERISA Accounts Meet Plan Asset Rules in New DOL Guidance," 401(k) Advisor, September, 2013
  • "Target-Date Funds Could Fall Under ERISA," Pension & Investments, April 20, 2009
  • "ERISA Litigation Matters and Evolving Best Practices," March 10, 2009, John Hancock Retirement Plan Services (Downers Grove, Illinois)
  • "DOL Offers Tips on TDFs," Plan Adviser, July/August 2013
  • "Fiduciary Responsibility: DOL's Advice Rule Would Devastate 401(k) Plan Savings," Pension & Benefits Daily, March 12, 2009
  • "ERISA Fiduciaries, 401(k) Fee Litigation, Rollover Matters and Other Litigation," January 16, 2009, 2009 Raymond James Institute of Finance Advanced Retirement Institute Retirement Plan Advisory Council (St. Petersburg, Florida)
  • "Lifetime Income Illustrations Come of Age," 401(k) Advisor, July, 2013
  • "Seen and Heard: Rollovers and Reptiles Take Center Stage at CFDD," The401kWire.com, October 20, 2008
  • "Best Practices for Operation and Oversight of Pensions and Employee Benefit Plans," January 15, 2009, Annual Massachusetts Society of Certified Public Accountants Nonprofit Conference (Framingham, MA)
  • "Buyer Beware: Choosing A 3(16) Fiduciary," Plan Consultant Magazine (an official publication of ASPPA), Summer 2013
  • "Crucial Court Case May Spur 401(k) Lawsuits," InvestmentNews
  • "ERISA Section 408(b)(2) Fee Disclosures: Impact on Broker-Dealers," December 19, 2008, John Hancock Financial Services (Boston, MA)
  • "How to Be a Functional Fiduciary without Doing Anything - The Seventh Circuit Rejects DOL Theory," 401(k) Advisor, June 2013
  • "Putnam Event Draws Golden DC Advisors, Thought Leaders," The401kWire.com, June 17, 2008
  • "ERISA Fiduciaries, 401(k) Fee Litigation and Other Significant ERISA Cases," October 30, 2008, MA CPA Forum Meeting (Braintree, MA)
  • "Tibble v. Edison Affirmed, But Plaintiffs May Not Be Celebrating," 401(k) Advisor, May 2013
  • "State Street Subprime Damages May Reach 12 Times Reserve Amount," Bloomberg.com, May 8, 2008
  • "DB Investment Summit Washington Update Panel Discussion," October 29, 2008, PlanSponors 3rd Annual DB Investment Summit (Ryebrook, NY)
  • "Fixing 403(b) Plans," Plan Adviser, March/April 2013
  • "Fiduciary Principles Should Apply In Selecting and Monitoring Target Funds," Pension & Benefits Daily, March 17, 2008
  • "IRS Getting Involved with Governmental Plans," October 14, 2008, NPCERS 2008 Public Safety Employees Pension & Benefits Conference (Palm Springs, CA)
  • "In-Plan Roth Conversions Expanded Under Fiscal Cliff Tax Law," 401(k) Advisor, February 2013
  • "Speakers Oppose Proposed Changes to Treatment of Insurance in Deferred Compensation," Tax Analysts, December 7, 2007
  • "ERISA Section 408(b)(2) Fee Disclosures: Impact on Broker Dealers"; "ERISA Fiduciaries: 401(k) Fee Litigation, Rollover Matters and Other Litigation," October 13, 2008, CFDD 2008 Advisor Conference (Scottsdale, AZ)
  • "DOL Offers Tips on TDFs," 401(k) Advisor, April 2013
  • "Proposal Undercuts Retirement Savings of the Disabled, Speakers Tell IRS Panel," Pension & Benefits Daily, December 7, 2007
  • "ERISA Fiduciaries, 401(k) Fee Litigation, Rollover Matters and Other Litigation," October 7, 2008, Presentation for MassMutual (Springfield, MA)
  • "Broader "Fiduciary" Definition: Legal Update," ByAllAccounts, February 28, 2013
  • "Practitioners to Tell IRS Proposed Rule is Adverse to Retirement Income of Disabled," Pension & Benefits Daily, December 5, 2007
  • "The Entrepreneurial Leader: Launching Your Own Law Firm," September 20, 2008, The Women's Leadership Summit, Harvard Law School Alumni Relations (Cambridge, MA)
  • "Fee Information Has Been Delivered - Now What? The aftermath of 408(b)(2)", Plan Adviser, January/February 2013
  • "Providers Said to Weigh QDIA-Only Platform," Defined Contribution & Savings Plan Alert, November 12, 2007
  • "ERISA Fiduciaries, 401(k) Fee Litigation, and Other Significant ERISA Cases," September 17, 2008, Planadvisers Second Annual National Conference (Orlando, FL)
  • "Understanding Exposure Changing Roles, Lawsuits May Point to Increase in Liability for Advisers," InvestmentNews, November 12, 2007
  • "ERISA Section 408(b)(2) Fee Disclosures: Impact on Broker-Dealers," August 14, 2008, The 6th Annual Retirement Alliance Sales Summit (Meredith, NH)
  • "More on Moench," Marcia Wagner, 401(k) Advisor, February 2013
  • "Going the Distance for Health Savings," HR Magazine, March 2007
  • "ERISA Litigation: The Evolving Landscape and the Fiduciary Quagmire," July 23, 2008, MCLE Conference Center (Boston, MA)
  • "Class Action Litigation Settlements and ERISA: What Does PTE 2003-39 Really Require?", Bloomberg BNA Tax Management Compensation Planning Journal, February 1, 2013
  • "Morgan Execs Back Off Plan to Switch Out of Own Fund," Pensions and Investments, April 5, 2004
  • "The Top 5 ERISA Issues For 2008," June 16 and 17, 2008, Putnam Conference 401(k) Golden Scale Council (Boston, MA)
  • "Standing and Statute of Limitations Issues in New Proprietary Funds Case", 401(k) Advisor, January 2013
  • "The Shame of Mutual Funds," Newsweek, September 29, 2003
  • "Current Issus Under Title I of ERISA," June 12 and 13, 2008, 2008 Northeast Area Benefits Conference (Boston, MA and New York, NY)

Office location for Marcia S. Wagner

125 High St
Oliver Street Tower, 5th Floor
Boston, MA 02110

Phone: 617-357-5200

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